4//SEC Filing
SULIMAN SHEHNAAZ 4
Accession 0001209191-21-069643
CIK 0001653087other
Filed
Dec 13, 7:00 PM ET
Accepted
Dec 14, 8:23 PM ET
Size
18.3 KB
Accession
0001209191-21-069643
Insider Transaction Report
Form 4
Alector, Inc.ALEC
SULIMAN SHEHNAAZ
President and COO
Transactions
- Exercise/Conversion
Common Stock
2021-12-13$17.23/sh+75,000$1,292,250→ 177,598 total - Sale
Common Stock
2021-12-13$21.16/sh−64,102$1,356,347→ 113,496 total - Exercise/Conversion
Employee Stock Option (right to buy)
2021-12-13−75,000→ 305,187 totalExercise: $17.23Exp: 2029-12-31→ Common Stock (75,000 underlying) - Sale
Common Stock
2021-12-10$21.69/sh−66,126$1,433,975→ 111,472 total - Exercise/Conversion
Employee Stock Option (right to buy)
2021-12-10−75,000→ 380,187 totalExercise: $17.23Exp: 2029-12-31→ Common Stock (75,000 underlying) - Exercise/Conversion
Common Stock
2021-12-10$17.23/sh+75,000$1,292,250→ 177,598 total - Sale
Common Stock
2021-12-10$22.33/sh−8,874$198,192→ 102,598 total - Sale
Common Stock
2021-12-13$21.73/sh−10,898$236,802→ 102,598 total
Footnotes (6)
- [F1]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.18 to $22.155, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) to this Form 4.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.205 to $22.54, inclusive.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.56 to $21.55, inclusive.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.565 to $21.92, inclusive.
- [F6]One-fourth of the shares subject to the option grant vested on December 9, 2020, and 1/48th vest monthly thereafter.
Documents
Issuer
Alector, Inc.
CIK 0001653087
Entity typeother
Related Parties
1- filerCIK 0001713070
Filing Metadata
- Form type
- 4
- Filed
- Dec 13, 7:00 PM ET
- Accepted
- Dec 14, 8:23 PM ET
- Size
- 18.3 KB