DICK ROGER L 4
4 · UWHARRIE CAPITAL CORP · Filed Dec 16, 2021
Insider Transaction Report
Form 4
DICK ROGER L
President/CEO of UCC
Transactions
- Other
Common Stock (Held by Self)
2021-12-15−989→ 0 total - Other
Common Stock
2021-12-15+989→ 2,517 total
Holdings
- 83,855
Common Stock
Footnotes (5)
- [F1]Held by Cede & Co., Depository for Pershing LLC Safekeeper for Roger L. Dick
- [F2]Transfer of shares from sole-name registered holder account to sole-name bokerage safekeeper account.
- [F3]No money was paid by the shareholder for the Acquired shares. The shares were acquired as a result of a transfer of shares from a sole-name registered holder account to a sole-name brokerage safekeeper account.
- [F4]Held by Cede & Co., Depository for IRA FBO Roger L. Dick Pershing LLC As Custodian
- [F5]No money was received by the shareholder for the Disposed shares. The shares were disposed of as a result of a transfer of shares from a sole-name registered holder account to a sole-name brokerage safekeeper account.