Home/Filings/4/0001209191-21-070853
4//SEC Filing

Lynch Brad 4

Accession 0001209191-21-070853

CIK 0000890394other

Filed

Dec 20, 7:00 PM ET

Accepted

Dec 21, 7:34 PM ET

Size

13.3 KB

Accession

0001209191-21-070853

Insider Transaction Report

Form 4
Period: 2021-12-17
Lynch Brad
Chief Operating Officer
Transactions
  • Award

    Stock Option (right to buy)

    2021-12-17+9,0479,047 total
    Exercise: $2.59Exp: 2025-12-29Common Stock (9,047 underlying)
  • Award

    Exchangeable Shares of 2864555 Ontario Inc.

    2021-12-17+24,90424,904 total
    Exp: 2031-12-17Common Stock (24,904 underlying)
  • Award

    Stock Option (right to buy)

    2021-12-17+65,75965,759 total
    Exercise: $2.59Exp: 2031-12-16Common Stock (65,759 underlying)
  • Award

    Stock Option (right to buy)

    2021-12-17+174,573174,573 total
    Exercise: $2.59Exp: 2030-09-17Common Stock (174,573 underlying)
Footnotes (5)
  • [F1]The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021.
  • [F2]100% of the Options were fully vested on September 17, 2021.
  • [F3]25% of the Options vest on first anniversary of date of grant, September 17, 2020; and 6.25% of the Options vest on the first day of each calendar quarter following September 17, 2021.
  • [F4]Exchangeable Shares are immediately exchangeable for shares of Common Stock on a 1-to-1 ratio.
  • [F5]The Agreement additionally provides that following the first anniversary of the Effective Time (as defined in the Agreement) the reporting person may receive from escrow up to 3,518 Exchangeable Shares of 2864555 Ontario Inc., subject to certain terms and conditions, including a requirement as to the volume weighted average price of the Common Stock of Peraso Inc. Such shares are included herein.

Issuer

Peraso Inc.

CIK 0000890394

Entity typeother

Related Parties

1
  • filerCIK 0001896021

Filing Metadata

Form type
4
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 7:34 PM ET
Size
13.3 KB