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CRYO CELL INTERNATIONAL INC·4

Dec 27, 5:00 PM ET

Portnoy Mark L. 4

4 · CRYO CELL INTERNATIONAL INC · Filed Dec 27, 2021

Insider Transaction Report

Form 4
Period: 2021-12-22
CRYO CELL INTERNATIONAL INCCCEL
Portnoy Mark L.
DirectorCo-CEO10% Owner
Transactions
  • Award

    Stock Option

    2021-12-22$12.27/sh+100,000$1,227,000→ 100,000 total
    Exercise: $12.27From: 2021-12-22Exp: 2028-12-21→ Common Stock (100,000 underlying)
  • Award

    Stock Option

    2021-12-22$12.27/sh+20,000$245,400→ 20,000 total
    Exercise: $12.27From: 2021-12-22Exp: 2024-12-21→ Common Stock (20,000 underlying)
Holdings

  • Common Stock

    762,514

  • Stock Option

    Exercise: $7.53From: 2019-08-30Exp: 2029-08-30→ Common Stock (22,222 underlying)
    22,222

  • Common Stock

    (indirect: By Partnership)
    71,529

  • Stock Option

    Exercise: $7.92From: 2018-03-08Exp: 2028-03-08→ Common Stock (20,000 underlying)
    20,000

  • Stock Option

    Exercise: $3.14From: 2016-04-15Exp: 2026-04-15→ Common Stock (59,459 underlying)
    59,459

  • Common Stock

    (indirect: By 401(k))
    42,266

  • Stock Option

    Exercise: $7.28From: 2019-12-20Exp: 2029-12-20→ Common Stock (20,000 underlying)
    20,000
Footnotes (4)
  • [F1]Shares of Common Stock held by Capital Asset Fund #1 Limited Partnership, as to which Mark L. Portnoy may be deemed the beneficial owner as its general partner.
  • [F2]Stock options will vest 1/3 on the date of grant, 1/3 on December 1, 2020 and 1/3 on December 1, 2021.
  • [F3]Stock options fully vest upon issuance.
  • [F4]Stock options vest immediately if the price of the Company's stock reaches $25.00 per share during the seven-year option term.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION