DASEKE DON R 4
4 · Daseke, Inc. · Filed Jan 3, 2022
Insider Transaction Report
Form 4
Daseke, Inc.DSKE
DASEKE DON R
DirectorCEO and President10% Owner
Transactions
- Exercise/Conversion
Common Stock
2022-01-01+6,906→ 1,561,112 total - Award
Restricted Stock Unit
2021-12-31+4,980→ 11,886 total→ Common Stock (4,980 underlying) - Exercise/Conversion
Restricted Stock Unit
2022-01-01−6,906→ 4,980 total→ Common Stock (6,906 underlying)
Holdings
- 34,321(indirect: By Spouse)
Common Stock
- 76,000(indirect: By Walden Management Co. Pension)
Common Stock
- 16,337,314(indirect: By The Walden Group, Inc.)
Common Stock
Footnotes (7)
- [F1]The Reporting Person received 6,906 restricted stock units ("RSUs"), which convert into shares of the Issuer's common stock on a one-for-one basis, on June 1, 2021. These RSUs fully vested on January 1, 2022 and were settled in shares of the Issuer's common stock.
- [F2]Held of record by Walden Management Co. Pension Mr. Daseke is the sole trustee of Walden Management Co. Pension. Mr. Daseke disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F3]Held of record by Mr. Daseke's spouse. Mr. Daseke disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F4]Held of record by The Walden Group, Inc. Mr. Daseke is the President and majority stockholder of The Walden Group, Inc. Mr. Daseke disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F5]Each RSU represents a contingent right to receive one share of the Issuer's common stock.
- [F6]As compensation for their performance as a director in 2022, the Reporting Person received 4,980 RSUs, which shall fully vest on January 1, 2023, if Reporting Person remains a director. Upon vesting, such RSUs will be settled in shares of the Issuer's common stock.
- [F7]Not applicable.