4//SEC Filing
Schell Steven 4
Accession 0001209191-22-001386
CIK 0001840292other
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 9:44 AM ET
Size
12.9 KB
Accession
0001209191-22-001386
Insider Transaction Report
Form 4
Heliogen, Inc.HLGN
Schell Steven
Chief Technology Officer
Transactions
- Award
Employee Stock Option (right to buy)
2021-12-30+1,509,964→ 1,509,964 totalExercise: $0.35Exp: 2030-07-21→ Common Stock (1,509,964 underlying) - Award
Employee Stock Option (right to buy)
2021-12-30+201,328→ 201,328 totalExercise: $0.18Exp: 2028-12-05→ Common Stock (201,328 underlying) - Award
Common Stock
2021-12-30+150,996→ 150,996 total - Award
Employee Stock Option (right to buy)
2021-12-30+1,006,643→ 1,006,643 totalExercise: $0.18Exp: 2029-02-05→ Common Stock (1,006,643 underlying)
Footnotes (5)
- [F1]These shares are represented by restricted stock units ("RSUs") issued by Heliogen, Inc., a Delaware corporation ("Legacy Heliogen") and assumed by the Issuer on December 30, 2021 pursuant to that certain Business Combination Agreement ("Merger Agreement"), dated as of July 6, 2021, by and among Athena Technology Acquisition Corp., a Delaware corporation ("Athena"), HelioMax Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Athena, and Legacy Heliogen. Each RSU represents a contingent right to receive one share of the Common Stock of the Issuer. Six and one-quarter percent (6.25%) of the shares underlying the RSUs vest in quarterly installments with the first installment vesting on March 15, 2022, subject to the Reporting Person's continuous service.
- [F2]The shares shall vest in 48 equal monthly installments commencing on July 22, 2020, subject to the Reporting Person's continuous service.
- [F3]Represents options issued by Legacy Heliogen and assumed by the Issuer on December 30, 2021 pursuant to the Merger Agreement.
- [F4]One quarter (25%) of the shares vested on February 6, 2020, and the remainder of the shares shall vest in 36 equal monthly installments, subject to the Reporting Person's continuous service.
- [F5]The shares shall vest in 48 equal monthly installments commencing on December 6, 2018, subject to the Reporting Person's continuous service.
Documents
Issuer
Heliogen, Inc.
CIK 0001840292
Entity typeother
Related Parties
1- filerCIK 0001901852
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 9:44 AM ET
- Size
- 12.9 KB