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4//SEC Filing

Smolinski Michael 4

Accession 0001209191-22-002707

CIK 0001300699other
View on SEC.govCompany Profile

Filed

Jan 9, 7:00 PM ET

Accepted

Jan 10, 4:42 PM ET

Size

19.7 KB

Accession

0001209191-22-002707

Insider Transaction Report

Form 4
Period: 2021-11-16
Athenex, Inc.ATNX
Smolinski Michael
Chief Scientific Officer
Transactions
  • Award

    Restricted Stock Units

    2021-11-16+25,000→ 25,000 total
    → Common Stock (25,000 underlying)
  • Award

    Stock Option (Right to Buy)

    2021-11-16+25,000→ 25,000 total
    Exercise: $2.06Exp: 2031-11-16→ Common Stock (25,000 underlying)
Holdings

  • Stock Option (Right to Buy)

    Exercise: $4.55From: 2017-09-13Exp: 2023-09-13→ Common Stock (4,000 underlying)
    4,000

  • Common Stock

    5,173

  • Stock Option (Right to Buy)

    Exercise: $4.55From: 2012-03-26Exp: 2022-03-26→ Common Stock (1,600 underlying)
    1,600

  • Stock Option (Right to Buy)

    Exercise: $5.50From: 2015-06-30Exp: 2024-12-16→ Common Stock (6,928 underlying)
    6,928

  • Stock Option (Right to Buy)

    Exercise: $11.00From: 2021-06-13Exp: 2027-06-13→ Common Stock (10,000 underlying)
    10,000

  • Stock Option (Right to Buy)

    Exercise: $4.55From: 2013-12-31Exp: 2023-05-13→ Common Stock (4,200 underlying)
    4,200

  • Stock Option (Right to Buy)

    Exercise: $4.55From: 2015-01-02Exp: 2023-01-02→ Common Stock (4,000 underlying)
    4,000

  • Stock Option (Right to Buy)

    Exercise: $5.50From: 2017-12-16Exp: 2024-12-16→ Common Stock (10,000 underlying)
    10,000

  • Stock Option (Right to Buy)

    Exercise: $17.30Exp: 2028-03-27→ Common Stock (7,500 underlying)
    7,500

  • Stock Option (Right to Buy)

    Exercise: $10.26Exp: 2030-08-27→ Common Stock (24,000 underlying)
    24,000
Footnotes (5)
  • [F1]This option vests in four equal annual installments beginning on March 27, 2019.
  • [F2]This option vests in four equal annual installments beginning on August 27, 2021.
  • [F3]This option vests in four equal annual installments beginning on November 16, 2022.
  • [F4]Each restricted stock unit represents a contingent right to receive one share of stock.
  • [F5]The restricted stock units vest in four equal annual installments beginning on November 16, 2022.

Documents

1 file

Issuer

Athenex, Inc.

CIK 0001300699

→
Entity typeother

Related Parties

1
  • filerCIK 0001879551

Filing Metadata

Form type
4
Filed
Jan 9, 7:00 PM ET
Accepted
Jan 10, 4:42 PM ET
Size
19.7 KB
View on SEC.gov