Weber David Allen 4
4 · OTONOMY, INC. · Filed Jan 19, 2022
Insider Transaction Report
Form 4
OTONOMY, INC.OTIC
Weber David Allen
DirectorPresident & CEO
Transactions
- Award
Stock Option (right to buy)
2022-01-14+500,000→ 500,000 totalExercise: $2.03Exp: 2032-01-14→ Common Stock (500,000 underlying) - Award
Common Stock
2022-01-14+150,000→ 396,768 total
Holdings
- 21,876(indirect: See footnote)
Common Stock
Footnotes (3)
- [F1]Each share is represented by a Restricted Stock Unit ("RSU"). One-third (1/3) of the RSUs will vest on January 14, 2023 and 1/3 of the RSUs will vest on each of the two anniversaries thereafter, subject to the Reporting Person's continued service as of each such vesting date.
- [F2]The shares are held by The Weber Trust Dated March 9, 2005 for which the Reporting Person serves as trustee.
- [F3]One-third (1/3) of the shares subject to the option vest on January 14, 2023 and one thirty-sixth (1/36) of the shares vest monthly thereafter, subject to the Reporting Person's continued service as of each such vesting date.