Heeter Jeffrey D. 4
4 · Alcoa Corp · Filed Jan 26, 2022
Insider Transaction Report
Form 4
Heeter Jeffrey D.
Secretary
Transactions
- Exercise/Conversion
Common Stock, par value $0.01 per share
2022-01-25$37.68/sh+12,050$454,044→ 68,522 total - Exercise/Conversion
Employee Stock Option (right to buy)
2022-01-25$37.68/sh−12,050$454,044→ 0 totalExercise: $37.68From: 2018-02-02Exp: 2027-02-02→ Common Stock (12,050 underlying) - Tax Payment
Common Stock, par value $0.01 per share
2022-01-24$58.02/sh−2,127$123,409→ 56,472 total - Sale
Common Stock, par value $0.01 per share
2022-01-25$60.31/sh−29,440$1,775,518→ 56,472 total - Exercise/Conversion
Employee Stock Options (right to buy)
2022-01-25$53.30/sh−11,260$600,158→ 0 totalExercise: $53.30From: 2019-01-24Exp: 2028-01-24→ Common Stock (11,260 underlying) - Exercise/Conversion
Common Stock, par value $0.01 per share
2022-01-25$53.30/sh+11,260$600,158→ 79,782 total - Exercise/Conversion
Common Stock, par value $0.01 per share
2022-01-25$27.96/sh+6,130$171,395→ 85,912 total - Exercise/Conversion
Employee Stock Option (right to buy)
2022-01-25$27.96/sh−6,130$171,395→ 0 totalExercise: $27.96From: 2020-01-24Exp: 2029-01-24→ Common Stock (6,130 underlying)
Footnotes (3)
- [F1]Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units granted in 2019.
- [F2]The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.1000 - $60.5000. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- [F3]This option vested in equal installments over three years beginning on the date shown.