Home/Filings/4/0001209191-22-005212
4//SEC Filing

Edmiston Bryan 4

Accession 0001209191-22-005212

CIK 0000880631other

Filed

Jan 26, 7:00 PM ET

Accepted

Jan 27, 4:31 PM ET

Size

10.6 KB

Accession

0001209191-22-005212

Insider Transaction Report

Form 4
Period: 2022-01-25
Edmiston Bryan
Chief Financial Officer
Transactions
  • Award

    Common Stock

    2022-01-25+27,61776,116 total
  • Award

    Performance Based Restricted Stock Units

    2022-01-25+9,2069,206 total
    Exercise: $0.00From: 2025-01-25Common Stock (9,206 underlying)
  • Tax Payment

    Common Stock

    2022-01-254,99971,117 total
Footnotes (5)
  • [F1]Restricted stock awarded by Issuer on January 25, 2022 and vesting as to (i) 9,205 shares on each of January 25, 2023 and 2024 and (ii) 9,207 shares on January 25, 2025.
  • [F2]Includes restricted stock awards vesting as to (i) 9,205 shares on each of January 25, 2023 and 2024 and (ii) 9,207 shares on January 25, 2025.
  • [F3]Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.
  • [F4]On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).
  • [F5](Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

Issuer

WisdomTree Investments, Inc.

CIK 0000880631

Entity typeother

Related Parties

1
  • filerCIK 0001527031

Filing Metadata

Form type
4
Filed
Jan 26, 7:00 PM ET
Accepted
Jan 27, 4:31 PM ET
Size
10.6 KB