Harvey Roy Christopher 4
4 · Alcoa Corp · Filed Jan 28, 2022
Insider Transaction Report
Form 4
Harvey Roy Christopher
DirectorPresident and Director
Transactions
- Award
Common Stock, par value $0.01 per share
2022-01-26+52,680→ 560,010 total - Exercise/Conversion
Common Stock, par value $0.01 per share
2022-01-26$34.83/sh+27,474$956,919→ 728,198 total - Exercise/Conversion
Common Stock, par value $0.01 per share
2022-01-26$37.68/sh+88,360$3,329,405→ 816,558 total - Exercise/Conversion
Common Stock, par value $0.01 per share
2022-01-26$53.30/sh+73,290$3,906,357→ 889,848 total - Exercise/Conversion
Common Stock, par value $0.01 per share
2022-01-26$27.96/sh+49,023$1,370,683→ 938,871 total - Sale
Common Stock, par value $0.01 per share
2022-01-26$60.54/sh−197,310$11,945,621→ 741,561 total - Sale
Common Stock, par value $0.01 per share
2022-01-26$60.98/sh−40,837$2,490,334→ 700,724 total - Exercise/Conversion
Employee Stock Option (right to buy)
2022-01-26−27,474→ 0 totalExercise: $34.83From: 2016-01-20Exp: 2025-01-20→ Common Stock (27,474 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2022-01-26−73,290→ 0 totalExercise: $53.30From: 2019-01-24Exp: 2028-01-24→ Common Stock (73,290 underlying) - Tax Payment
Common Stock, par value $0.01 per share
2022-01-26$60.75/sh−108,222$6,574,487→ 700,724 total - Exercise/Conversion
Employee Stock Option (right to buy)
2022-01-26−88,360→ 0 totalExercise: $37.68From: 2018-02-02Exp: 2027-02-02→ Common Stock (88,360 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2022-01-26−49,023→ 0 totalExercise: $27.96From: 2020-01-24Exp: 2029-01-24→ Common Stock (49,023 underlying) - Award
Common Stock, par value $0.01 per share
2022-01-26+248,936→ 808,946 total
Holdings
- 873(indirect: By 401(k))
Common Stock, par value $0.01 per share
Footnotes (7)
- [F1]Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant.
- [F2]Earned performance restricted stock units (PRSUs) granted in 2019.
- [F3]Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2019.
- [F4]The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $59.9100 - $60.9000. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- [F5]The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.9100 - $61.2000. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- [F6]Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund.
- [F7]This option vested in equal installments over three years beginning on the date shown.