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4//SEC Filing

Tung Roger D 4

Accession 0001209191-22-005889

CIK 0001367920other
View on SEC.govCompany Profile

Filed

Jan 31, 7:00 PM ET

Accepted

Feb 1, 4:07 PM ET

Size

10.2 KB

Accession

0001209191-22-005889

Insider Transaction Report

Form 4
Period: 2022-01-28
CONCERT PHARMACEUTICALS, INC.CNCE
Tung Roger D
DirectorChief Executive Officer10% Owner
Transactions
  • Award

    Common Stock

    2022-01-28+52,225→ 837,063 total
  • Award

    Common Stock

    2022-01-28+156,675→ 993,738 total
Holdings

  • Common Stock

    (indirect: By Roger D. Tung 2011 GRAT)
    121,873

  • Common Stock

    (indirect: By Trust)
    13,274

  • Common Stock

    (indirect: By Trust)
    12,389
Footnotes (6)
  • [F1]Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. These RSUs vest in equal annual installments over a three-year period measured from the date of grant. The amount listed represents the maximum number of shares of Common Stock of the Issuer that may be delivered pursuant to the grant.
  • [F2]Not applicable.
  • [F3]Represents a grant of RSUs. Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. These RSUs will vest one business day after the date on which the Food and Drug Administration notifies the Issuer that it has accepted for filing a New Drug Application for CTP-543, provided that the date of acceptance is on or before a certain date in 2023. The amount listed represents the maximum number of shares that may be delivered pursuant to the grant.
  • [F4]Shares held by Roger D. Tung 2011 GRAT. Dr. Tung is the sole trustee of the Roger D. Tung 2011 GRAT. Dr. Tung disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
  • [F5]Shares held by the Tung Family Investment Trust. Dr. Tung is a co-trustee of the Tung Family Investment Trust. Dr. Tung disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
  • [F6]Shares held by the RD Tung Irrevocable Trust. Dr. Tung's spouse is a co-trustee of the RD Tung Irrevocable Trust. Dr. Tung disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

Documents

1 file

Issuer

CONCERT PHARMACEUTICALS, INC.

CIK 0001367920

→
Entity typeother

Related Parties

1
  • filerCIK 0001594857

Filing Metadata

Form type
4
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 4:07 PM ET
Size
10.2 KB
View on SEC.gov