BlackRock Capital Investment Corp·4

Feb 2, 5:36 PM ET

Singhal Nik 4

4 · BlackRock Capital Investment Corp · Filed Feb 2, 2022

Insider Transaction Report

Form 4
Period: 2022-01-31
Singhal Nik
President
Transactions
  • Exercise/Conversion

    Phantom Shares

    2022-01-313,456.0956,912.19 total
    Common Stock (3,456.095 underlying)
  • Exercise/Conversion

    Phantom Shares

    2022-01-312,862.580 total
    Common Stock (2,862.58 underlying)
  • Exercise/Conversion

    Common Stock

    2022-01-31+8,860.58183,779.133 total
  • Exercise/Conversion

    Phantom Shares

    2022-01-312,541.9062,541.906 total
    Common Stock (2,541.906 underlying)
  • Disposition to Issuer

    Common Stock

    2022-01-31$4.15/sh8,860.581$36,77174,918.552 total
  • Award

    Phantom Shares

    2022-01-31+18,862.95218,862.952 total
    Common Stock (18,862.952 underlying)
Holdings
  • Common Stock

    (indirect: By Spouse)
    7,224.792
Footnotes (5)
  • [F1]A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.
  • [F2]As previously reported on a Form 4 dated February 5, 2021, the Reporting Person was granted phantom shares on January 31, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
  • [F3]As previously reported on a Form 4 dated November 9, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
  • [F4]As previously reported on a Form 4 dated November 9, 2020, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
  • [F5]These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION