Singhal Nik 4
4 · BlackRock Capital Investment Corp · Filed Feb 2, 2022
Insider Transaction Report
Form 4
Singhal Nik
President
Transactions
- Exercise/Conversion
Phantom Shares
2022-01-31−3,456.095→ 6,912.19 total→ Common Stock (3,456.095 underlying) - Exercise/Conversion
Phantom Shares
2022-01-31−2,862.58→ 0 total→ Common Stock (2,862.58 underlying) - Exercise/Conversion
Common Stock
2022-01-31+8,860.581→ 83,779.133 total - Exercise/Conversion
Phantom Shares
2022-01-31−2,541.906→ 2,541.906 total→ Common Stock (2,541.906 underlying) - Disposition to Issuer
Common Stock
2022-01-31$4.15/sh−8,860.581$36,771→ 74,918.552 total - Award
Phantom Shares
2022-01-31+18,862.952→ 18,862.952 total→ Common Stock (18,862.952 underlying)
Holdings
- 7,224.792(indirect: By Spouse)
Common Stock
Footnotes (5)
- [F1]A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.
- [F2]As previously reported on a Form 4 dated February 5, 2021, the Reporting Person was granted phantom shares on January 31, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
- [F3]As previously reported on a Form 4 dated November 9, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
- [F4]As previously reported on a Form 4 dated November 9, 2020, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
- [F5]These phantom shares vest in equal installments on each of the first three anniversaries of the award.