SCHLOSSTEIN RALPH 5
5 · Evercore Inc. · Filed Feb 3, 2022
Insider Transaction Report
Form 5
SCHLOSSTEIN RALPH
DirectorPresident and CEO
Transactions
- Gift
Shares of Class A common stock, par value $0.01 per share
2021-03-12−10,000→ 216,248 total
Holdings
- 1
Shares of Class B common stock, par value $0.01 per share
- 1,500(indirect: By Trust)
Partnership units of Evercore LP
→ Shares of Class A common stock, par value $0.01 per share (1,500 underlying) - 1(indirect: By Trust)
Shares of Class B common stock, par value $0.01 per share
Footnotes (3)
- [F1]Mr. Schlosstein has made a bona fide gift of these shares of Class A Common Stock to an unaffiliated not-for-profit institution.
- [F2]These securities are held in trust for the benefit of Mr. Schlosstein's family. Mr. Schlosstein disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Schlosstein is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.
- [F3]Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.