Rosenthal Daniel H 4
4 · Root, Inc. · Filed Feb 3, 2022
Insider Transaction Report
Form 4
Root, Inc.ROOT
Rosenthal Daniel H
DirectorChief Financial Officer
Transactions
- Tax Payment
Class A Common Stock
2022-02-01$2.10/sh−26,433$55,509→ 259,991 total - Gift
Class B Common Stock
2021-08-17−340,247→ 0 total(indirect: By Spouse)→ Class A Common Stock (340,247 underlying) - Gift
Class B Common Stock
2021-08-17+340,247→ 340,247 total(indirect: See footnote)→ Class A Common Stock (340,247 underlying)
Holdings
- 273,797
Class B Common Stock
→ Class A Common Stock (273,797 underlying) - 340,247(indirect: See footnote)
Class B Common Stock
→ Class A Common Stock (340,247 underlying)
Footnotes (4)
- [F1]These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units.
- [F2]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- [F3]Shares held by the 2020 Courtney A. Granville Family Trust, for which the Reporting Person and a sibling are co-trustees.
- [F4]Shares held by the 2020 Daniel H. Rosenthal Family Trust, for which the Reporting Person's spouse is the trustee.