Home/Filings/4/A/0001209191-22-007783
4/A//SEC Filing

Portnoy Mark L. 4/A

Accession 0001209191-22-007783

CIK 0000862692other

Filed

Feb 7, 7:00 PM ET

Accepted

Feb 8, 5:00 PM ET

Size

15.2 KB

Accession

0001209191-22-007783

Insider Transaction Report

Form 4/AAmended
Period: 2021-12-22
Portnoy Mark L.
DirectorCo-CEO10% Owner
Transactions
  • Award

    Stock Option

    2021-12-22$12.27/sh+100,000$1,227,000100,000 total
    Exercise: $12.27From: 2021-12-22Exp: 2028-12-22Common Stock (100,000 underlying)
  • Award

    Stock Option

    2021-12-22$13.50/sh+20,000$270,00020,000 total
    Exercise: $13.50From: 2021-12-22Exp: 2024-12-22Common Stock (20,000 underlying)
Holdings
  • Stock Option

    Exercise: $7.28From: 2019-12-20Exp: 2029-12-20Common Stock (20,000 underlying)
    20,000
  • Stock Option

    Exercise: $7.53From: 2019-08-30Exp: 2029-08-30Common Stock (22,222 underlying)
    22,222
  • Common Stock

    (indirect: By 401(k))
    42,266
  • Common Stock

    762,514
  • Stock Option

    Exercise: $3.14From: 2016-04-15Exp: 2026-04-15Common Stock (59,459 underlying)
    59,459
  • Common Stock

    (indirect: By Partnership)
    71,529
  • Stock Option

    Exercise: $7.92From: 2018-03-08Exp: 2028-03-08Common Stock (20,000 underlying)
    20,000
Footnotes (4)
  • [F1]Shares of Common Stock held by Capital Asset Fund #1 Limited Partnership, as to which Mark L. Portnoy may be deemed the beneficial owner as its general partner.
  • [F2]Stock options will vest 1/3 on the date of grant, 1/3 on December 1, 2020 and 1/3 on December 1, 2021.
  • [F3]The reporting person is amending his Form 4 filed on December 27, 2021 to correct an inadvertent error in reporting the exercise price of the Incentive Stock Option due to the reporting person being a 10% shareholder. Stock options vest 1/3 on the date of grant, 1/3 on December 22, 2022 and 1/3 on December 22, 2023.
  • [F4]Stock options vest immediately if the price of the Company's stock reaches $25.00 per share during the seven-year option term.

Issuer

CRYO CELL INTERNATIONAL INC

CIK 0000862692

Entity typeother

Related Parties

1
  • filerCIK 0001529249

Filing Metadata

Form type
4/A
Filed
Feb 7, 7:00 PM ET
Accepted
Feb 8, 5:00 PM ET
Size
15.2 KB