Home/Filings/4/0001209191-22-009471
4//SEC Filing

Garriott Huntley 4

Accession 0001209191-22-009471

CIK 0001462120other

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 6:36 PM ET

Size

15.6 KB

Accession

0001209191-22-009471

Insider Transaction Report

Form 4
Period: 2022-02-10
Garriott Huntley
President, Live Oak Bank
Transactions
  • Exercise/Conversion

    Voting Common Stock

    2022-02-10+4,449372,503 total
  • Exercise/Conversion

    Restricted Stock Units

    2022-02-104,44913,348 total
    Voting Common Stock (4,449 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2022-02-117,5007,500 total
    Voting Common Stock (7,500 underlying)
  • Tax Payment

    Voting Common Stock

    2022-02-11$60.31/sh2,208$133,164376,446 total
  • Tax Payment

    Voting Common Stock

    2022-02-10$61.65/sh1,349$83,166371,154 total
  • Exercise/Conversion

    Voting Common Stock

    2022-02-11+7,500378,654 total
Holdings
  • Restricted Stock Units

    Voting Common Stock (500,000 underlying)
    500,000
Footnotes (4)
  • [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.
  • [F2]4,449 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 4,450 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.
  • [F3]The RSUs vest in equal annual installments beginning on February 11, 2020 as follows: 7,500 shares vest on each of February 11, 2020, 2021, 2022, and 2023.
  • [F4]100,000 of the RSUs will vest annually beginning on February 22, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.

Issuer

Live Oak Bancshares, Inc.

CIK 0001462120

Entity typeother

Related Parties

1
  • filerCIK 0001754522

Filing Metadata

Form type
4
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 6:36 PM ET
Size
15.6 KB