Home/Filings/4/0001209191-22-009605
4//SEC Filing

Margolis Harry 4

Accession 0001209191-22-009605

CIK 0001854139other

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 9:19 PM ET

Size

11.3 KB

Accession

0001209191-22-009605

Insider Transaction Report

Form 4
Period: 2022-02-10
Margolis Harry
Chief Operating Officer
Transactions
  • Disposition to Issuer

    Class A Common Stock

    2022-02-10$7.64/sh118$902809,882 total
  • Exercise/Conversion

    Class A Common Stock

    2022-02-10$0.01/sh+90,000$900810,000 total
  • Tax Payment

    Class A Common Stock

    2022-02-10$9.38/sh31,863$298,875778,019 total
  • Exercise/Conversion

    Restricted Phantom Units

    2022-02-1090,0000 total
    Exercise: $0.01From: 2022-02-10Exp: 2029-01-01Class A Common Stock (90,000 underlying)
Footnotes (3)
  • [F1]Represents 90,000 restricted phantom units that vested on January 21, 2022 and were settled on February 10, 2022. Each restricted phantom unit represented the right to receive a number of shares of Class A Common Stock of the Issuer with a fair market value equal to (i) the total number of restricted phantom units, multiplied by (ii) the difference between (x) the fair market value of a share of Class A Common Stock of the Issuer on the vesting date and (y) the exercise price per unit.
  • [F2]The transaction reported reflects the withholding of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of the restricted phantom units.
  • [F3]Includes 720,000 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 570,000 RSUs will vest as follows: (i) 100% on the consummation of a change of control or (ii) in equal monthly installments over the 36-month period following January 17, 2022, and 150,000 RSUs are vested in full, subject to deferred settlement in one-third increments on each of January 17, 2023, January 17, 2024, and January 17, 2025.

Issuer

Zevia PBC

CIK 0001854139

Entity typeother

Related Parties

1
  • filerCIK 0001871729

Filing Metadata

Form type
4
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 9:19 PM ET
Size
11.3 KB