Slaven John D 4
4 · Alcoa Corp · Filed Feb 24, 2022
Insider Transaction Report
Form 4
Slaven John D
EVP & Chief Strategy Officer
Transactions
- Tax Payment
Common Stock, par value $0.01 per share
2022-02-22$74.09/sh−11,709$867,520→ 79,615 total - Exercise/Conversion
Common Stock, par value $0.01 per share
2022-02-24$29.24/sh+6,133$179,329→ 83,056 total - Tax Payment
Common Stock, par value $0.01 per share
2022-02-22$74.09/sh−2,692$199,450→ 76,923 total - Sale
Common Stock, par value $0.01 per share
2022-02-24$75.33/sh−28,326$2,133,761→ 54,730 total - Exercise/Conversion
Employee Stock Option (right to buy)
2022-02-24−6,133→ 0 totalExercise: $29.24From: 2020-02-20Exp: 2029-02-20→ Common Stock (6,133 underlying) - Award
Common Stock, par value $0.01 per share
2022-02-22+29,754→ 91,324 total
Footnotes (5)
- [F1]Earned performance restricted stock units (PRSUs) granted in 2019.
- [F2]Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2019.
- [F3]Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted stock units granted in 2019.
- [F4]The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $75.17 - $75.65. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- [F5]This option was part of an option grant that vested in three annual installments beginning on the date shown. The installment exercised by the reporting person as reported herein vested on February 20, 2022.