STACY DONALD L 4

4 · MIDDLEFIELD BANC CORP · Filed Feb 25, 2022

Form 4

Period: 2022-02-23

Treasurer/CFO

Transactions

Award
Conditional Stock Award
2022-02-23$24.80/sh+2,419$59,991→ 2,419 total
Exercise: $24.80Exp: 2025-02-23→ Common Stock (2,419 underlying)

Holdings

Common Stock
(indirect: By IRA)
4,036
Conditional Stock Award
Exercise: $26.09Exp: 2023-02-25→ Common Stock (2,076 underlying)
2,076
Common Stock
8,987.48
Common Stock
43.497
Conditional Stock Award
Exercise: $22.50Exp: 2024-02-23→ Common Stock (2,467 underlying)
2,467
Conditional Stock Award
Exercise: $21.21Exp: 2022-03-01→ Common Stock (2,490 underlying)
2,490

Footnotes (6)

[F1]Includes shares acquired under MBCN Dividend Reinvestment Plan.
[F2]held jointly with son
[F3]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 25, 2022.
[F4]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 25, 2021.
[F5]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 26, 2020.
[F6]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated March 5, 2019.

Documents

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