4//SEC Filing
FRIEDMAN ADENA T 4
Accession 0001209191-22-013153
CIK 0001120193other
Filed
Feb 24, 7:00 PM ET
Accepted
Feb 25, 4:14 PM ET
Size
11.8 KB
Accession
0001209191-22-013153
Insider Transaction Report
Form 4
NASDAQ, INC.NDAQ
FRIEDMAN ADENA T
DirectorChair and CEO
Transactions
- Award
Common Stock, par value $0.01 per share
2022-02-23+192,306→ 551,385 total - Disposition to Issuer
Common Stock, par value $0.01 per share
2022-02-23$168.19/sh−95,502$16,062,481→ 455,883 total
Holdings
- 102,312
Employee Stock Option (Right to Buy)
Exercise: $202.46Exp: 2032-01-03→ Common Stock (102,312 underlying) - 24,500(indirect: By Trust)
Common Stock, par value $0.01 per share
- 24,500(indirect: By Trust)
Common Stock, par value $0.01 per share
- 268,817
Employee Stock Option (Right to Buy)
Exercise: $66.68Exp: 2027-01-03→ Common Stock (268,817 underlying)
Footnotes (6)
- [F1]Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2019 through December 31, 2021.
- [F2]Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.
- [F3]Represents (i) 114,349 shares or units of restricted stock, of which 81,584 are vested, (ii) 307,083 vested shares underlying PSUs and (iii) 34,451 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq prior to returning as President in 2014.
- [F4]Reflects shares gifted for estate planning purposes to a family trust for the benefit of the reporting person's child, of which the reporting person's spouse is the trustee and the reporting person's brother is the investment advisor.
- [F5]The option vests on January 3, 2027.
- [F6]Options exercisable.
Documents
Issuer
NASDAQ, INC.
CIK 0001120193
Entity typeother
Related Parties
1- filerCIK 0001240169
Filing Metadata
- Form type
- 4
- Filed
- Feb 24, 7:00 PM ET
- Accepted
- Feb 25, 4:14 PM ET
- Size
- 11.8 KB