ONeill James P. 4
4 · Houghton Mifflin Harcourt Co · Filed Mar 8, 2022
Insider Transaction Report
Form 4
ONeill James P.
EVP, GM, Core Curriculum
Transactions
- Exercise/Conversion
Common Stock
[F1]2022-03-05+12,904→ 98,342 total - Tax Payment
Common Stock
2022-03-05$20.92/sh−4,604$96,316→ 93,738 total - Award
Common Stock
[F2]2022-03-05+37,170→ 130,908 total - Tax Payment
Common Stock
2022-03-05$20.92/sh−13,264$277,483→ 117,644 total - Exercise/Conversion
Restricted Stock Units
[F3][F1]2022-03-05−12,904→ 0 total→ Common Stock (12,904 underlying)
Footnotes (3)
- [F1]12,904 restricted stock units held by Mr. O'Neill vested on March 5, 2022 and were settled in exchange for a like amount of shares of Houghton Mifflin Harcourt Company's (the "Company") common stock, subject to the Company withholding of 4,604 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units.
- [F2]37,170 performance stock units held by Mr. O'Neill vested on March 5, 2022 and were settled in exchange for a like amount of shares of Company common stock, subject to the Company's withholding of 13,264 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the performance stock units.
- [F3]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
Signature
s/ William F. Bayers, Attorney-in-Fact|2022-03-08