Home/Filings/4/0001209191-22-018121
4//SEC Filing

MADERA PAUL S 4

Accession 0001209191-22-018121

CIK 0001676238other

Filed

Mar 10, 7:00 PM ET

Accepted

Mar 11, 2:13 PM ET

Size

68.0 KB

Accession

0001209191-22-018121

Insider Transaction Report

Form 4
Period: 2021-11-19
Transactions
  • Conversion

    Series A-1 Preferred-NV Stock

    2021-11-191,9570 total(indirect: See footnote)
    Common Stock (1,957 underlying)
  • Conversion

    Series A-1 Preferred-NV Stock

    2021-11-199900 total(indirect: See footnote)
    Common Stock (990 underlying)
  • Conversion

    Series A-1 Preferred Stock

    2021-11-199,6880 total(indirect: See footnote)
    Common Stock (9,688 underlying)
  • Conversion

    Series E Preferred Stock

    2021-11-1974,7840 total(indirect: See footnote)
    Common Stock (74,784 underlying)
  • Conversion

    Series A-1 Preferred-NV Stock

    2021-11-1973,2150 total(indirect: See footnote)
    Common Stock (73,215 underlying)
  • Conversion

    Series A Preferred-NV Stock

    2021-11-19519,5870 total(indirect: See footnote)
    Common Stock (519,587 underlying)
  • Conversion

    Series A-1 Preferred Stock

    2021-11-19332,5680 total(indirect: See footnote)
    Common Stock (332,568 underlying)
  • Conversion

    Series A Preferred Stock

    2021-11-191,058,0560 total(indirect: See footnote)
    Common Stock (1,058,056 underlying)
  • Conversion

    Series A Preferred Stock

    2021-11-1930,8160 total(indirect: See footnote)
    Common Stock (30,816 underlying)
  • Conversion

    Series A Preferred-NV Stock

    2021-11-197,0270 total(indirect: See footnote)
    Common Stock (7,027 underlying)
  • Conversion

    Series C Preferred Stock

    2021-11-1946,1760 total(indirect: See footnote)
    Common Stock (46,176 underlying)
  • Conversion

    Series E Preferred Stock

    2021-11-191,797,4280 total(indirect: See footnote)
    Common Stock (1,797,428 underlying)
  • Conversion

    Series E Preferred Stock

    2021-11-19770,3260 total(indirect: See footnote)
    Common Stock (770,326 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+3,234,2283,234,228 total(indirect: See footnote)
    Class A Common Stock (3,234,228 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+116,632116,632 total(indirect: See footnote)
    Class A Common Stock (116,632 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+592,802592,802 total(indirect: See footnote)
    Class A Common Stock (592,802 underlying)
  • Conversion

    Series A Preferred-NV Stock

    2021-11-1913,8910 total(indirect: See footnote)
    Common Stock (13,891 underlying)
  • Conversion

    Series C Preferred Stock

    2021-11-191,3440 total(indirect: See footnote)
    Common Stock (1,344 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+770,326770,326 total(indirect: See footnote)
    Class A Common Stock (770,326 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+15,84815,848 total(indirect: See footnote)
    Class A Common Stock (15,848 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+8,0178,017 total(indirect: See footnote)
    Class A Common Stock (8,017 underlying)
Transactions
  • Conversion

    Class B Common Stock

    2021-11-19+592,802592,802 total(indirect: See footnote)
    Class A Common Stock (592,802 underlying)
  • Conversion

    Series A-1 Preferred-NV Stock

    2021-11-1973,2150 total(indirect: See footnote)
    Common Stock (73,215 underlying)
  • Conversion

    Series A-1 Preferred Stock

    2021-11-19332,5680 total(indirect: See footnote)
    Common Stock (332,568 underlying)
  • Conversion

    Series E Preferred Stock

    2021-11-19770,3260 total(indirect: See footnote)
    Common Stock (770,326 underlying)
  • Conversion

    Series E Preferred Stock

    2021-11-1974,7840 total(indirect: See footnote)
    Common Stock (74,784 underlying)
  • Conversion

    Series A-1 Preferred-NV Stock

    2021-11-191,9570 total(indirect: See footnote)
    Common Stock (1,957 underlying)
  • Conversion

    Series A Preferred Stock

    2021-11-191,058,0560 total(indirect: See footnote)
    Common Stock (1,058,056 underlying)
  • Conversion

    Series C Preferred Stock

    2021-11-1946,1760 total(indirect: See footnote)
    Common Stock (46,176 underlying)
  • Conversion

    Series A Preferred-NV Stock

    2021-11-19519,5870 total(indirect: See footnote)
    Common Stock (519,587 underlying)
  • Conversion

    Series A Preferred-NV Stock

    2021-11-1913,8910 total(indirect: See footnote)
    Common Stock (13,891 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+3,234,2283,234,228 total(indirect: See footnote)
    Class A Common Stock (3,234,228 underlying)
  • Conversion

    Series A-1 Preferred-NV Stock

    2021-11-199900 total(indirect: See footnote)
    Common Stock (990 underlying)
  • Conversion

    Series A-1 Preferred Stock

    2021-11-199,6880 total(indirect: See footnote)
    Common Stock (9,688 underlying)
  • Conversion

    Series A Preferred Stock

    2021-11-1930,8160 total(indirect: See footnote)
    Common Stock (30,816 underlying)
  • Conversion

    Series A Preferred-NV Stock

    2021-11-197,0270 total(indirect: See footnote)
    Common Stock (7,027 underlying)
  • Conversion

    Series C Preferred Stock

    2021-11-191,3440 total(indirect: See footnote)
    Common Stock (1,344 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+116,632116,632 total(indirect: See footnote)
    Class A Common Stock (116,632 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+15,84815,848 total(indirect: See footnote)
    Class A Common Stock (15,848 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+8,0178,017 total(indirect: See footnote)
    Class A Common Stock (8,017 underlying)
  • Conversion

    Series E Preferred Stock

    2021-11-191,797,4280 total(indirect: See footnote)
    Common Stock (1,797,428 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+770,326770,326 total(indirect: See footnote)
    Class A Common Stock (770,326 underlying)
Transactions
  • Conversion

    Series A-1 Preferred-NV Stock

    2021-11-1973,2150 total(indirect: See footnote)
    Common Stock (73,215 underlying)
  • Conversion

    Series A-1 Preferred-NV Stock

    2021-11-191,9570 total(indirect: See footnote)
    Common Stock (1,957 underlying)
  • Conversion

    Series A-1 Preferred Stock

    2021-11-19332,5680 total(indirect: See footnote)
    Common Stock (332,568 underlying)
  • Conversion

    Series A-1 Preferred Stock

    2021-11-199,6880 total(indirect: See footnote)
    Common Stock (9,688 underlying)
  • Conversion

    Series A Preferred-NV Stock

    2021-11-19519,5870 total(indirect: See footnote)
    Common Stock (519,587 underlying)
  • Conversion

    Series A Preferred-NV Stock

    2021-11-197,0270 total(indirect: See footnote)
    Common Stock (7,027 underlying)
  • Conversion

    Series C Preferred Stock

    2021-11-191,3440 total(indirect: See footnote)
    Common Stock (1,344 underlying)
  • Conversion

    Series E Preferred Stock

    2021-11-191,797,4280 total(indirect: See footnote)
    Common Stock (1,797,428 underlying)
  • Conversion

    Series E Preferred Stock

    2021-11-19770,3260 total(indirect: See footnote)
    Common Stock (770,326 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+116,632116,632 total(indirect: See footnote)
    Class A Common Stock (116,632 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+15,84815,848 total(indirect: See footnote)
    Class A Common Stock (15,848 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+8,0178,017 total(indirect: See footnote)
    Class A Common Stock (8,017 underlying)
  • Conversion

    Series A-1 Preferred-NV Stock

    2021-11-199900 total(indirect: See footnote)
    Common Stock (990 underlying)
  • Conversion

    Series A Preferred Stock

    2021-11-191,058,0560 total(indirect: See footnote)
    Common Stock (1,058,056 underlying)
  • Conversion

    Series A Preferred-NV Stock

    2021-11-1913,8910 total(indirect: See footnote)
    Common Stock (13,891 underlying)
  • Conversion

    Series E Preferred Stock

    2021-11-1974,7840 total(indirect: See footnote)
    Common Stock (74,784 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+3,234,2283,234,228 total(indirect: See footnote)
    Class A Common Stock (3,234,228 underlying)
  • Conversion

    Series A Preferred Stock

    2021-11-1930,8160 total(indirect: See footnote)
    Common Stock (30,816 underlying)
  • Conversion

    Series C Preferred Stock

    2021-11-1946,1760 total(indirect: See footnote)
    Common Stock (46,176 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+592,802592,802 total(indirect: See footnote)
    Class A Common Stock (592,802 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+770,326770,326 total(indirect: See footnote)
    Class A Common Stock (770,326 underlying)
Transactions
  • Conversion

    Series E Preferred Stock

    2021-11-191,797,4280 total(indirect: See footnote)
    Common Stock (1,797,428 underlying)
  • Conversion

    Series E Preferred Stock

    2021-11-19770,3260 total(indirect: See footnote)
    Common Stock (770,326 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+770,326770,326 total(indirect: See footnote)
    Class A Common Stock (770,326 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+116,632116,632 total(indirect: See footnote)
    Class A Common Stock (116,632 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+15,84815,848 total(indirect: See footnote)
    Class A Common Stock (15,848 underlying)
  • Conversion

    Series A-1 Preferred Stock

    2021-11-19332,5680 total(indirect: See footnote)
    Common Stock (332,568 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+3,234,2283,234,228 total(indirect: See footnote)
    Class A Common Stock (3,234,228 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+592,802592,802 total(indirect: See footnote)
    Class A Common Stock (592,802 underlying)
  • Conversion

    Series A-1 Preferred-NV Stock

    2021-11-1973,2150 total(indirect: See footnote)
    Common Stock (73,215 underlying)
  • Conversion

    Series A-1 Preferred-NV Stock

    2021-11-191,9570 total(indirect: See footnote)
    Common Stock (1,957 underlying)
  • Conversion

    Series A-1 Preferred-NV Stock

    2021-11-199900 total(indirect: See footnote)
    Common Stock (990 underlying)
  • Conversion

    Series A-1 Preferred Stock

    2021-11-199,6880 total(indirect: See footnote)
    Common Stock (9,688 underlying)
  • Conversion

    Series A Preferred Stock

    2021-11-191,058,0560 total(indirect: See footnote)
    Common Stock (1,058,056 underlying)
  • Conversion

    Series A Preferred Stock

    2021-11-1930,8160 total(indirect: See footnote)
    Common Stock (30,816 underlying)
  • Conversion

    Series A Preferred-NV Stock

    2021-11-19519,5870 total(indirect: See footnote)
    Common Stock (519,587 underlying)
  • Conversion

    Series A Preferred-NV Stock

    2021-11-1913,8910 total(indirect: See footnote)
    Common Stock (13,891 underlying)
  • Conversion

    Series A Preferred-NV Stock

    2021-11-197,0270 total(indirect: See footnote)
    Common Stock (7,027 underlying)
  • Conversion

    Series C Preferred Stock

    2021-11-1946,1760 total(indirect: See footnote)
    Common Stock (46,176 underlying)
  • Conversion

    Series C Preferred Stock

    2021-11-191,3440 total(indirect: See footnote)
    Common Stock (1,344 underlying)
  • Conversion

    Series E Preferred Stock

    2021-11-1974,7840 total(indirect: See footnote)
    Common Stock (74,784 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+8,0178,017 total(indirect: See footnote)
    Class A Common Stock (8,017 underlying)
MADERA PAUL S
10% Owner
Transactions
  • Conversion

    Series A-1 Preferred Stock

    2021-11-19332,5680 total(indirect: See footnote)
    Common Stock (332,568 underlying)
  • Conversion

    Series A-1 Preferred Stock

    2021-11-199,6880 total(indirect: See footnote)
    Common Stock (9,688 underlying)
  • Conversion

    Series A Preferred-NV Stock

    2021-11-1913,8910 total(indirect: See footnote)
    Common Stock (13,891 underlying)
  • Conversion

    Series A-1 Preferred-NV Stock

    2021-11-1973,2150 total(indirect: See footnote)
    Common Stock (73,215 underlying)
  • Conversion

    Series A-1 Preferred-NV Stock

    2021-11-191,9570 total(indirect: See footnote)
    Common Stock (1,957 underlying)
  • Conversion

    Series A-1 Preferred-NV Stock

    2021-11-199900 total(indirect: See footnote)
    Common Stock (990 underlying)
  • Conversion

    Series A Preferred Stock

    2021-11-191,058,0560 total(indirect: See footnote)
    Common Stock (1,058,056 underlying)
  • Conversion

    Series A Preferred-NV Stock

    2021-11-197,0270 total(indirect: See footnote)
    Common Stock (7,027 underlying)
  • Conversion

    Series E Preferred Stock

    2021-11-19770,3260 total(indirect: See footnote)
    Common Stock (770,326 underlying)
  • Conversion

    Series E Preferred Stock

    2021-11-1974,7840 total(indirect: See footnote)
    Common Stock (74,784 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+592,802592,802 total(indirect: See footnote)
    Class A Common Stock (592,802 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+8,0178,017 total(indirect: See footnote)
    Class A Common Stock (8,017 underlying)
  • Conversion

    Series A Preferred Stock

    2021-11-1930,8160 total(indirect: See footnote)
    Common Stock (30,816 underlying)
  • Conversion

    Series A Preferred-NV Stock

    2021-11-19519,5870 total(indirect: See footnote)
    Common Stock (519,587 underlying)
  • Conversion

    Series C Preferred Stock

    2021-11-191,3440 total(indirect: See footnote)
    Common Stock (1,344 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+3,234,2283,234,228 total(indirect: See footnote)
    Class A Common Stock (3,234,228 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+116,632116,632 total(indirect: See footnote)
    Class A Common Stock (116,632 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+770,326770,326 total(indirect: See footnote)
    Class A Common Stock (770,326 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+15,84815,848 total(indirect: See footnote)
    Class A Common Stock (15,848 underlying)
  • Conversion

    Series C Preferred Stock

    2021-11-1946,1760 total(indirect: See footnote)
    Common Stock (46,176 underlying)
  • Conversion

    Series E Preferred Stock

    2021-11-191,797,4280 total(indirect: See footnote)
    Common Stock (1,797,428 underlying)
Transactions
  • Conversion

    Series A-1 Preferred-NV Stock

    2021-11-191,9570 total(indirect: See footnote)
    Common Stock (1,957 underlying)
  • Conversion

    Series A Preferred-NV Stock

    2021-11-19519,5870 total(indirect: See footnote)
    Common Stock (519,587 underlying)
  • Conversion

    Series A Preferred-NV Stock

    2021-11-197,0270 total(indirect: See footnote)
    Common Stock (7,027 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+3,234,2283,234,228 total(indirect: See footnote)
    Class A Common Stock (3,234,228 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+592,802592,802 total(indirect: See footnote)
    Class A Common Stock (592,802 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+15,84815,848 total(indirect: See footnote)
    Class A Common Stock (15,848 underlying)
  • Conversion

    Series A-1 Preferred-NV Stock

    2021-11-1973,2150 total(indirect: See footnote)
    Common Stock (73,215 underlying)
  • Conversion

    Series A-1 Preferred-NV Stock

    2021-11-199900 total(indirect: See footnote)
    Common Stock (990 underlying)
  • Conversion

    Series C Preferred Stock

    2021-11-1946,1760 total(indirect: See footnote)
    Common Stock (46,176 underlying)
  • Conversion

    Series E Preferred Stock

    2021-11-1974,7840 total(indirect: See footnote)
    Common Stock (74,784 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+116,632116,632 total(indirect: See footnote)
    Class A Common Stock (116,632 underlying)
  • Conversion

    Series A Preferred Stock

    2021-11-191,058,0560 total(indirect: See footnote)
    Common Stock (1,058,056 underlying)
  • Conversion

    Series A Preferred Stock

    2021-11-1930,8160 total(indirect: See footnote)
    Common Stock (30,816 underlying)
  • Conversion

    Series A Preferred-NV Stock

    2021-11-1913,8910 total(indirect: See footnote)
    Common Stock (13,891 underlying)
  • Conversion

    Series E Preferred Stock

    2021-11-191,797,4280 total(indirect: See footnote)
    Common Stock (1,797,428 underlying)
  • Conversion

    Series C Preferred Stock

    2021-11-191,3440 total(indirect: See footnote)
    Common Stock (1,344 underlying)
  • Conversion

    Series A-1 Preferred Stock

    2021-11-19332,5680 total(indirect: See footnote)
    Common Stock (332,568 underlying)
  • Conversion

    Series A-1 Preferred Stock

    2021-11-199,6880 total(indirect: See footnote)
    Common Stock (9,688 underlying)
  • Conversion

    Series E Preferred Stock

    2021-11-19770,3260 total(indirect: See footnote)
    Common Stock (770,326 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+770,326770,326 total(indirect: See footnote)
    Class A Common Stock (770,326 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+8,0178,017 total(indirect: See footnote)
    Class A Common Stock (8,017 underlying)
Sherman Craig
10% Owner
Transactions
  • Conversion

    Series A Preferred Stock

    2021-11-1930,8160 total(indirect: See footnote)
    Common Stock (30,816 underlying)
  • Conversion

    Series E Preferred Stock

    2021-11-1974,7840 total(indirect: See footnote)
    Common Stock (74,784 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+592,802592,802 total(indirect: See footnote)
    Class A Common Stock (592,802 underlying)
  • Conversion

    Series A-1 Preferred-NV Stock

    2021-11-1973,2150 total(indirect: See footnote)
    Common Stock (73,215 underlying)
  • Conversion

    Series A-1 Preferred-NV Stock

    2021-11-191,9570 total(indirect: See footnote)
    Common Stock (1,957 underlying)
  • Conversion

    Series A-1 Preferred-NV Stock

    2021-11-199900 total(indirect: See footnote)
    Common Stock (990 underlying)
  • Conversion

    Series A-1 Preferred Stock

    2021-11-19332,5680 total(indirect: See footnote)
    Common Stock (332,568 underlying)
  • Conversion

    Series A-1 Preferred Stock

    2021-11-199,6880 total(indirect: See footnote)
    Common Stock (9,688 underlying)
  • Conversion

    Series E Preferred Stock

    2021-11-191,797,4280 total(indirect: See footnote)
    Common Stock (1,797,428 underlying)
  • Conversion

    Series E Preferred Stock

    2021-11-19770,3260 total(indirect: See footnote)
    Common Stock (770,326 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+3,234,2283,234,228 total(indirect: See footnote)
    Class A Common Stock (3,234,228 underlying)
  • Conversion

    Series A Preferred Stock

    2021-11-191,058,0560 total(indirect: See footnote)
    Common Stock (1,058,056 underlying)
  • Conversion

    Series A Preferred-NV Stock

    2021-11-19519,5870 total(indirect: See footnote)
    Common Stock (519,587 underlying)
  • Conversion

    Series A Preferred-NV Stock

    2021-11-1913,8910 total(indirect: See footnote)
    Common Stock (13,891 underlying)
  • Conversion

    Series A Preferred-NV Stock

    2021-11-197,0270 total(indirect: See footnote)
    Common Stock (7,027 underlying)
  • Conversion

    Series C Preferred Stock

    2021-11-1946,1760 total(indirect: See footnote)
    Common Stock (46,176 underlying)
  • Conversion

    Series C Preferred Stock

    2021-11-191,3440 total(indirect: See footnote)
    Common Stock (1,344 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+116,632116,632 total(indirect: See footnote)
    Class A Common Stock (116,632 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+15,84815,848 total(indirect: See footnote)
    Class A Common Stock (15,848 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+8,0178,017 total(indirect: See footnote)
    Class A Common Stock (8,017 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+770,326770,326 total(indirect: See footnote)
    Class A Common Stock (770,326 underlying)
Ward Rob
10% Owner
Transactions
  • Conversion

    Series A-1 Preferred Stock

    2021-11-199,6880 total(indirect: See footnote)
    Common Stock (9,688 underlying)
  • Conversion

    Series A Preferred-NV Stock

    2021-11-1913,8910 total(indirect: See footnote)
    Common Stock (13,891 underlying)
  • Conversion

    Series A Preferred-NV Stock

    2021-11-197,0270 total(indirect: See footnote)
    Common Stock (7,027 underlying)
  • Conversion

    Series C Preferred Stock

    2021-11-191,3440 total(indirect: See footnote)
    Common Stock (1,344 underlying)
  • Conversion

    Series E Preferred Stock

    2021-11-191,797,4280 total(indirect: See footnote)
    Common Stock (1,797,428 underlying)
  • Conversion

    Series A-1 Preferred-NV Stock

    2021-11-1973,2150 total(indirect: See footnote)
    Common Stock (73,215 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+116,632116,632 total(indirect: See footnote)
    Class A Common Stock (116,632 underlying)
  • Conversion

    Series A-1 Preferred-NV Stock

    2021-11-191,9570 total(indirect: See footnote)
    Common Stock (1,957 underlying)
  • Conversion

    Series A Preferred Stock

    2021-11-1930,8160 total(indirect: See footnote)
    Common Stock (30,816 underlying)
  • Conversion

    Series C Preferred Stock

    2021-11-1946,1760 total(indirect: See footnote)
    Common Stock (46,176 underlying)
  • Conversion

    Series E Preferred Stock

    2021-11-19770,3260 total(indirect: See footnote)
    Common Stock (770,326 underlying)
  • Conversion

    Series E Preferred Stock

    2021-11-1974,7840 total(indirect: See footnote)
    Common Stock (74,784 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+770,326770,326 total(indirect: See footnote)
    Class A Common Stock (770,326 underlying)
  • Conversion

    Series A-1 Preferred-NV Stock

    2021-11-199900 total(indirect: See footnote)
    Common Stock (990 underlying)
  • Conversion

    Series A-1 Preferred Stock

    2021-11-19332,5680 total(indirect: See footnote)
    Common Stock (332,568 underlying)
  • Conversion

    Series A Preferred Stock

    2021-11-191,058,0560 total(indirect: See footnote)
    Common Stock (1,058,056 underlying)
  • Conversion

    Series A Preferred-NV Stock

    2021-11-19519,5870 total(indirect: See footnote)
    Common Stock (519,587 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+3,234,2283,234,228 total(indirect: See footnote)
    Class A Common Stock (3,234,228 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+592,802592,802 total(indirect: See footnote)
    Class A Common Stock (592,802 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+8,0178,017 total(indirect: See footnote)
    Class A Common Stock (8,017 underlying)
  • Conversion

    Class B Common Stock

    2021-11-19+15,84815,848 total(indirect: See footnote)
    Class A Common Stock (15,848 underlying)
Footnotes (8)
  • [F1]Immediately prior to the closing of the Issuer's initial public offering, each share of Series A-1 Preferred Stock-NV, Series A-1 Preferred Stock, Series A Preferred Stock, Series A Preferred Stock-NV, Series C Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class B Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.
  • [F2]Shares are held by Meritech Capital Partners VI L.P. ("MCP VI"). Meritech Capital Associates VI L.L.C. ("GP VI"), the general partner of MCP VI, has sole voting and dispositive power with respect to the shares held by MCP VI. Paul S. Madera ("Madera"), Robert D. Ward ("Ward"), George H. Bischof ("Bischof"), Craig Sherman ("Sherman"), Max Motschwiller ("Motschwiller"), Alexander Kurland ("Kurland") and Alex Clayton ("Clayton"), the managing members of GP VI, share voting and dispositive power with respect to the shares held by MCP VI. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP VI (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein.
  • [F3]Shares are held by Meritech Capital Affiliates VI L.P. ("MCA VI"). GP VI, the general partner of MCA VI, has sole voting and dispositive power with respect to the shares held by MCA VI. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton, the managing members of GP VI, share voting and dispositive power with respect to the shares held by MCA VI. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA VI (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein.
  • [F4]Shares are held by Meritech Capital Entrepreneurs VI L.P. ("MCE VI"). GP VI, the general partner of MCE VI, has sole voting and dispositive power with respect to the shares held by MCE VI. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton, the managing members of GP VI, share voting and dispositive power with respect to the shares held by MCE VI. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCE VI (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein.
  • [F5]Shares are held by Meritech Capital Partners V L.P. ("MCP V"). Meritech Capital Associates V L.L.C. ("GP V"), the general partner of MCP V, has sole voting and dispositive power with respect to the shares held by MCP V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCP V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCP V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein.
  • [F6]Shares are held by Meritech Capital Affiliates V L.P. ("MCA V"). GP V, the general partner of MCA V, has sole voting and dispositive power with respect to the shares held by MCA V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCA V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCA V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein.
  • [F7]Shares are held by Meritech Capital Partners V Sidecar L.P. ("MCS V"). GP V, the general partner of MCS V, has sole voting and dispositive power with respect to the shares held by MCS V. Madera, Ward, Bischof, Sherman, Motschwiller, Kurland and Clayton are the managing members of GP V or otherwise share voting and dispositive power with respect to the shares held by MCS V. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by MCS V (and this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities) except to the extent of any pecuniary interest therein.
  • [F8]Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

Issuer

Braze, Inc.

CIK 0001676238

Entity typeother

Related Parties

1
  • filerCIK 0001255151

Filing Metadata

Form type
4
Filed
Mar 10, 7:00 PM ET
Accepted
Mar 11, 2:13 PM ET
Size
68.0 KB