Olsen Angela M 4

4 · AquaBounty Technologies, Inc. · Filed Mar 16, 2022

Form 4

Period: 2022-03-14

See Remarks

Transactions

Award
Common Stock
2022-03-14+9,013→ 9,013 total
Award
Options to Purchase Common Stock
2022-03-14+23,658→ 23,658 total
Exercise: $1.52From: 2025-03-14Exp: 2032-03-14→ Common Stock (23,658 underlying)

Holdings

Common Stock
5,938
Options to Purchase Common Stock
Exercise: $6.72From: 2024-03-10Exp: 2031-03-10→ Common Stock (5,195 underlying)
5,195
Common Stock
30,043
Options to Purchase Common Stock
Exercise: $2.33From: 2020-11-01Exp: 2029-11-01→ Common Stock (35,000 underlying)
35,000

Footnotes (6)

[F1]Award of restricted stock pursuant to the Issuer's 2016 Equity Incentive Plan that fully vested on October 31, 2020.
[F2]Award of restricted stock granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant.
[F3]Award of restricted stock granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant.
[F4]Options to purchase common stock were granted on 11/1/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vested October 31, 2020.
[F5]Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.
[F6]Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.

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