KENNEDY DOUGLAS L 4
4 · PEAPACK GLADSTONE FINANCIAL CORP · Filed Mar 23, 2022
Insider Transaction Report
Form 4
KENNEDY DOUGLAS L
DirectorChief Executive Officer
Transactions
- Award
Restricted Stock Units
2022-03-20+18,374→ 49,225 total→ Common Stock (18,374 underlying) - Award
Restricted Stock Units
2022-03-20+18,374→ 65,080 total→ Common Stock (18,374 underlying)
Holdings
- 63,169.749
Common Stock
- 18,105.09(indirect: By 401(k))
Common Stock
- 1,242
Restricted Stock Units
→ Common Stock (1,242 underlying) - 96,731(indirect: By Trust)
Common Stock
- 7,877.474(indirect: Employee Stock Purchase Plan)
Common Stock
Footnotes (9)
- [F1]18,284 shares held in trust.
- [F2]Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
- [F3]Includes 401(k) contributions used to purchase PGC stock.
- [F4]Includes shares received through dividend reinvestment since the last filing.
- [F5]Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
- [F6]The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
- [F7]The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
- [F8]Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
- [F9]The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.