Waser Eric H. 4
4 · PEAPACK GLADSTONE FINANCIAL CORP · Filed Mar 23, 2022
Insider Transaction Report
Form 4
Waser Eric H.
EVP, Head of Comm Banking
Transactions
- Award
Restricted Stock Units
2022-03-20+1,408→ 2,016 total→ Common Stock (1,408 underlying) - Award
Restricted Stock Units
2022-03-20+2,771→ 14,033 total→ Common Stock (2,771 underlying)
Holdings
- 23,268(indirect: By Trust)
Common Stock
- 9,828.136(indirect: 401 (k))
Common Stock
- 5,522
Restricted Stock Units
→ Common Stock (5,522 underlying) - 4,702.989(indirect: Employee Stock Purchase Plan)
Common Stock
- 18,124
Common Stock
Footnotes (8)
- [F1]Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
- [F2]Includes 401(k) contributions used to purchase PGC stock.
- [F3]Includes shares received through dividend reinvestment since the last filing.
- [F4]Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
- [F5]The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
- [F6]The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
- [F7]Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
- [F8]The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.