Tarell Paul C. Jr. 4
4 · GAIA, INC · Filed Apr 4, 2022
Insider Transaction Report
Form 4
GAIA, INCGAIA
Tarell Paul C. Jr.
CHIEF FINANCIAL OFFICER
Transactions
- Exercise/Conversion
Restricted Stock Unit
2016-11-01−50,000→ 0 total→ Class A Common Stock (50,000 underlying) - Exercise/Conversion
Class A Common Stock
2022-03-31$4.92/sh+50,000$246,000→ 152,802 total
Footnotes (4)
- [F1]Includes 600 and 692 shares acquired pursuant to the Gaia employee stock purchase plan on June 30, 2021 and December 31, 2021, respectively.
- [F2]Includes 50,000 shares that Mr. Tarell voluntarily deferred into the 2020 Gaia Deferred Compensation Plan ("Plan"). These shares are subject to release upon the earliest date of the following events: a separation of service, termination of the Plan or on March 1, 2027.
- [F3]Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
- [F4]The RSUs vest on March 31, 2022, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.