4//SEC Filing
FRIEDMAN ADENA T 4
Accession 0001209191-22-022993
CIK 0001120193other
Filed
Apr 4, 8:00 PM ET
Accepted
Apr 5, 4:16 PM ET
Size
11.7 KB
Accession
0001209191-22-022993
Insider Transaction Report
Form 4
NASDAQ, INC.NDAQ
FRIEDMAN ADENA T
DirectorChair and CEO
Transactions
- Tax Payment
Common Stock, par value $0.01 per share
2022-04-01$181.92/sh−3,260$593,059→ 465,815 total - Award
Common Stock, par value $0.01 per share
2022-04-01+13,192→ 469,075 total
Holdings
- 102,312
Employee Stock Option (Right to Buy)
Exercise: $202.46Exp: 2032-01-03→ Common Stock (102,312 underlying) - 24,500(indirect: By Trust)
Common Stock, par value $0.01 per share
- 24,500(indirect: By Trust)
Common Stock, par value $0.01 per share
- 268,817
Employee Stock Option (Right to Buy)
Exercise: $66.68Exp: 2027-01-03→ Common Stock (268,817 underlying)
Footnotes (6)
- [F1]Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest one-third on April 1, 2024, one-third on April 1, 2025 and one-third on April 1, 2026.
- [F2]Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan
- [F3]Represents (i) 124,281 shares or units of restricted stock, of which 84,827 are vested, (ii) 307,083 vested shares underlying PSUs and (iii) 34,451 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq prior to returning as President in 2014.
- [F4]Reflects shares gifted for estate planning purposes to a family trust for the benefit of the reporting person's child, of which the reporting person's spouse is the trustee and the reporting person's brother is the investment advisor.
- [F5]The option vests on January 3, 2027.
- [F6]Options exercisable.
Documents
Issuer
NASDAQ, INC.
CIK 0001120193
Entity typeother
Related Parties
1- filerCIK 0001240169
Filing Metadata
- Form type
- 4
- Filed
- Apr 4, 8:00 PM ET
- Accepted
- Apr 5, 4:16 PM ET
- Size
- 11.7 KB