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4//SEC Filing

Patel Priti 4

Accession 0001209191-22-026894

CIK 0001404644other

Filed

May 2, 8:00 PM ET

Accepted

May 3, 7:16 PM ET

Size

10.4 KB

Accession

0001209191-22-026894

Insider Transaction Report

Form 4
Period: 2022-04-30
Patel Priti
Chief Medical Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2022-04-30+10,00012,000 total
  • Sale

    Common Stock

    2022-05-02$1.22/sh5,538$6,7496,462 total
  • Exercise/Conversion

    Restricted Stock Units

    2022-04-30+10,00010,000 total
    Exercise: $0.00Common Stock (10,000 underlying)
Footnotes (6)
  • [F1]Includes 2,000 shares of common stock acquired by the Reporting Person on November 15, 2021 pursuant to the Issuer's employee stock purchase plan.
  • [F2]The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.
  • [F3]Represents the weighted average sale price. The lowest price at which shares were sold was $1.21 and the highest price at which shares were sold was $1.25. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth herein.
  • [F4]Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
  • [F5]The RSUs will vest as to 1/2 of the total number of shares underlying the award on each of April 30, 2022 and April 30, 2023, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
  • [F6]The RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.

Issuer

Neoleukin Therapeutics, Inc.

CIK 0001404644

Entity typeother

Related Parties

1
  • filerCIK 0001859997

Filing Metadata

Form type
4
Filed
May 2, 8:00 PM ET
Accepted
May 3, 7:16 PM ET
Size
10.4 KB