Kumar Ajay 4/A

4/A · Embecta Corp. · Filed May 12, 2022

Form 4/AAmended

Period: 2022-04-01

SVP and CHRO

Transactions

Award
Common Stock
2022-04-04+8,907→ 22,456 total
Other
Stock Appreciation Rights
2022-04-01+4,062→ 4,062 total
Exercise: $27.97From: 2019-11-26Exp: 2028-11-26→ Common Stock (4,062 underlying)
Other
Stock Appreciation Rights
2022-04-01+10,038→ 14,100 total
Exercise: $29.48From: 2020-11-26Exp: 2029-11-26→ Common Stock (10,038 underlying)
Other
Stock Appreciation Rights
2022-04-01+16,239→ 30,339 total
Exercise: $26.28From: 2021-11-26Exp: 2030-11-26→ Common Stock (16,239 underlying)
Other
Stock Appreciation Rights
2022-04-01+4,867→ 35,206 total
Exercise: $26.28From: 2021-11-26Exp: 2030-11-26→ Common Stock (4,867 underlying)
Other
Stock Appreciation Rights
2022-04-01+28,642→ 63,848 total
Exercise: $28.31From: 2022-11-26Exp: 2031-11-26→ Common Stock (28,642 underlying)
Award
Stock Appreciation Rights
2022-04-04+27,225→ 91,073 total
Exercise: $31.40From: 2025-04-04Exp: 2032-04-04→ Common Stock (27,225 underlying)

Footnotes (8)

[F1]This Form 4 is being amended to reflect a recalculation of the Time Vested Units ("TVUs") that the reporting person received on April 4, 2022 in connection with Embecta's spinoff from Becton, Dickinson and Company ("BD") on April 1, 2022.
[F2]This Form 4 now includes 6,149 TVUs and 7,371 performance share units ("PSUs") that were received by the reporting person when he was employed by BD, which were later converted to Embecta TVUs in connection with Embecta's spinoff from BD on April 1, 2022, as well as 29 shares of Embecta that the reporting person received as a dividend in connection with the spinoff.
[F3]This Form 4 now includes Stock Appreciation Rights ("SARs") that were received by the reporting person when he was employed by BD, which were later converted to Embecta SARs in connection with Embecta's spinoff from BD on April 1, 2022.
[F4]The SARs vest in four annual installments beginning November 26, 2019.
[F5]The SARs vest in four annual installments beginning November 26, 2020.
[F6]The SARs vest in four annual installments beginning November 26, 2021.
[F7]The SARs vest in four annual installments beginning November 26, 2022.
[F8]This Form 4 is being amended to reflect a recalculation of the SARs that the reporting person received on April 4, 2022 in connection with Embecta's spinoff from BD.

Documents

1 file