Curtis Shaun 4/A

4/A · Embecta Corp. · Filed May 12, 2022

Form 4/AAmended

Period: 2022-04-01

SVP, Global Manuf./Sup. Chain

Transactions

Award
Common Stock
2022-04-04+6,235→ 20,133.53 total
Other
Stock Appreciation Rights
2022-04-01+12,957→ 12,957 total
Exercise: $27.97From: 2019-11-26Exp: 2028-11-26→ Common Stock (12,957 underlying)
Other
Stock Appreciation Rights
2022-04-01+15,243→ 28,200 total
Exercise: $29.48From: 2020-11-26Exp: 2029-11-26→ Common Stock (15,243 underlying)
Other
Stock Appreciation Rights
2022-04-01+2,806→ 31,006 total
Exercise: $26.28From: 2021-11-26Exp: 2030-11-26→ Common Stock (2,806 underlying)
Other
Stock Appreciation Rights
2022-04-01+15,217→ 46,223 total
Exercise: $26.28From: 2021-11-26Exp: 2030-11-26→ Common Stock (15,217 underlying)
Other
Stock Appreciation Rights
2022-04-01+11,978→ 58,201 total
Exercise: $28.31From: 2022-11-26Exp: 2031-11-26→ Common Stock (11,978 underlying)
Award
Stock Appreciation Rights
2022-04-04+19,058→ 77,259 total
Exercise: $31.40From: 2025-04-04Exp: 2032-04-04→ Common Stock (19,058 underlying)

Footnotes (8)

[F1]This Form 4 is being amended to reflect a recalculation of the Time Vested Units ("TVUs") that the reporting person received on April 4, 2022 in connection with Embecta's spinoff from Becton, Dickinson and Company ("BD") on April 1, 2022.
[F2]This Form 4 now includes 8,540 TVUs and 5,326 performance share units ("PSUs") that were received by the reporting person when he was employed by BD, which were later converted to Embecta TVUs in connection with Embecta's spinoff from BD on April 1, 2022, as well as 32.5302 shares of Embecta that the reporting person received as dividends in connection with the spinoff.
[F3]This Form 4 now includes Stock Appreciation Rights ("SARs") that were received by the reporting person when he was employed by BD, which were later converted to Embecta SARs in connection with Embecta's spinoff from BD on April 1, 2022.
[F4]The SARs vest in four annual installments beginning November 26, 2019.
[F5]The SARs vest in four annual installments beginning November 26, 2020.
[F6]The SARs vest in four annual installments beginning November 26, 2021.
[F7]The SARs vest in four annual installments beginning November 26, 2022.
[F8]This Form 4 is being amended to reflect a recalculation of the SARs that the reporting person received on April 4, 2022 in connection with Embecta's spinoff from BD.

Documents

1 file