Clay Barbara 4
4 · Via Renewables, Inc. · Filed May 20, 2022
Insider Transaction Report
Form 4
Clay Barbara
Acting General Counsel and Sec
Transactions
- Exercise/Conversion
Class A Common Stock
2022-05-18+15,232→ 16,219 total - Exercise/Conversion
Restricted Stock Unit
2022-05-18−15,232→ 0 total→ Class A Common Stock (15,232 underlying) - Award
Restricted Stock Unit
2022-05-18+30,979→ 30,979 total→ Class A Common Stock (30,979 underlying)
Footnotes (4)
- [F1]The shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), reported represent shares issued as a result of vesting 15,232 restricted stock units (the "Restricted Stock Units") on May 18, 2022.
- [F2]Each Restricted Stock Unit represents a right to receive, upon vesting, one share of Class A Common Stock, cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Units.
- [F3]On September 4, 2020, the reporting person received a grant of 27,500 Restricted Stock Units and tandem dividend equivalent rights that vested 50% on May 18, 2021 and 50% on May 18, 2022.
- [F4]These Restricted Stock Units vest ratably over four years beginning on May 18 in the year following the grant.