Home/Filings/4/0001209191-22-031301
4//SEC Filing

Sims Andrew 4

Accession 0001209191-22-031301

CIK 0001301236other

Filed

May 22, 8:00 PM ET

Accepted

May 23, 4:00 PM ET

Size

12.9 KB

Accession

0001209191-22-031301

Insider Transaction Report

Form 4
Period: 2022-05-19
Sims Andrew
DirectorChief Executive Officer
Transactions
  • Conversion

    Common Stock

    2022-05-19+50,00050,000 total(indirect: By Trust)
  • Conversion

    Operating Partnership Units

    2022-05-1950,000327,903 total(indirect: By Trust)
    Common Stock (50,000 underlying)
Holdings
  • Common Stock

    356,486
  • Common Stock

    (indirect: By Partnership)
    793,937
  • Common Stock

    (indirect: By Spouse)
    156,250
  • Common Stock

    (indirect: By ESOP)
    39,294
  • 8.0% Series B Preferred Stock

    1,500
  • 7.875% Series C Preferred Stock

    1,500
  • 8.25% Series D Preferred Stock

    1,500
Footnotes (7)
  • [F1]The reporting person redeemed 50,000 units of limited partnership interest ("Units") of Sotherly Hotels LP, of which the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem the reporting person's Units with Common Stock.
  • [F2]Reflects allocations under the issuer's Employee Stock Ownership Plan.
  • [F3]The full security title is 8.0% Series B Cumulative Redeemable Perpetual Preferred Stock.
  • [F4]The full security title is 7.875% Series C Cumulative Redeemable Perpetual Preferred Stock.
  • [F5]The full security title is 8.25% Series D Cumulative Redeemable Perpetual Preferred Stock.
  • [F6]Operating Partnership Units in Sotherly Hotels LP, Sotherly Hotels Inc.'s operating partnership.
  • [F7]There is no expiration to the redemption right.

Issuer

Sotherly Hotels Inc.

CIK 0001301236

Entity typeother

Related Parties

1
  • filerCIK 0001304020

Filing Metadata

Form type
4
Filed
May 22, 8:00 PM ET
Accepted
May 23, 4:00 PM ET
Size
12.9 KB