4//SEC Filing
GETZ JAMES F 4
Accession 0001209191-22-033427
CIK 0001380846other
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 2:21 PM ET
Size
12.8 KB
Accession
0001209191-22-033427
Insider Transaction Report
Form 4
GETZ JAMES F
DirectorCHAIRMAN, PRESIDENT AND CEO
Transactions
- Disposition to Issuer
Common Stock
2022-06-01−549,210→ 0 total - Disposition to Issuer
Common Stock
2022-06-01−269,561→ 0 total - Disposition to Issuer
Common Stock
2022-06-01−157,135→ 0 total - Disposition to Issuer
Common Stock
2022-06-01−347,173→ 0 total(indirect: By Getz Enterprises, L.P.) - Disposition to Issuer
Common Stock
2022-06-01−141,922→ 0 total(indirect: By Stephens Inc. FBO James F. Getz Individual Retirement Account)
Footnotes (6)
- [F1]Disposed of upon completion of the merger (the "Merger") of Macaroon One LLC, a wholly owned subsidiary of Raymond James Financial, Inc. ("RJF"), with and into the Issuer, effective June 1, 2022. Pursuant to the Agreement and Plan of Merger, dated as of October 20, 2021, by and among the Issuer, RJF, Macaroon One LLC and Macaroon Two LLC (the "Merger Agreement"), upon completion of the Merger, each outstanding share of the Issuer's common stock was converted into the right to receive 0.25 shares of RJF common stock and $6.00 in cash. The closing price per share of RJF common stock on May 31, 2022, the last trading day prior to completion of the Merger, was $98.49.
- [F2]Owned by Mr. Getz individually.
- [F3]Shares held jointly by Mr. Getz and his wife.
- [F4]The Reporting Person is the general partner of this entity.
- [F5]The Reporting Person is the beneficiary of this account.
- [F6]Converted pursuant to the Merger Agreement into 49,365 shares of restricted stock of RJF having the same terms and conditions as the corresponding restricted stock award of the Issuer.
Documents
Issuer
TriState Capital Holdings, Inc.
CIK 0001380846
Entity typeother
Related Parties
1- filerCIK 0001061434
Filing Metadata
- Form type
- 4
- Filed
- Jun 1, 8:00 PM ET
- Accepted
- Jun 2, 2:21 PM ET
- Size
- 12.8 KB