ALDRICH RICHARD 4
4 · CONCERT PHARMACEUTICALS, INC. · Filed Jun 6, 2022
Insider Transaction Report
Form 4
ALDRICH RICHARD
Director10% Owner
Transactions
- Purchase
Common Stock
2022-06-06$4.75/sh+210,526$999,999→ 210,526 total(indirect: By Trust)
Holdings
- 342,100
Common Stock
- 44,351(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]These shares were purchased as part of an underwritten public offering of common stock by the Issuer.
- [F2]Shares held by the Richard H. Aldrich 2018 Revocable Trust. Mr. Aldrich is the sole trustee of the Richard H. Aldrich 2018 Revocable Trust. Mr. Aldrich disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
- [F3]Shares held by Little Eagles, LLC. The owners of Little Eagles, LLC are the Richard H. Aldrich Irrevocable Trust of 2011 and trusts established for the benefit of Mr. Aldrich's minor children. The trustees of the Richard H. Aldrich Irrevocable Trust of 2011 are Mr. Aldrich's spouse, Nichole A. Aldrich, and Mr. Aldrich's brother, Caleb F. Aldrich. The beneficiaries of the Richard H. Aldrich Irrevocable Trust of 2011 are Mr. Aldrich's minor children. Mr. Aldrich disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.