4//SEC Filing
Gores Alec E 4
Accession 0001209191-22-035683
CIK 0001758057other
Filed
Jun 8, 8:00 PM ET
Accepted
Jun 9, 8:56 PM ET
Size
11.7 KB
Accession
0001209191-22-035683
Insider Transaction Report
Form 4
AEG Holdings, LLC
Director
Transactions
- Award
Class A Common Stock
2022-06-07+18,924→ 31,616 total
Holdings
- 4,584,395(indirect: See Footnotes)
Class A Common Stock
- 152,534(indirect: See Footnotes)
Class A Common Stock
- 248,145(indirect: See Footnotes)
Class A Common Stock
- 150,000(indirect: See Footnotes)
Class A Common Stock
Gores Alec E
Director
Transactions
- Award
Class A Common Stock
2022-06-07+18,924→ 31,616 total
Holdings
- 4,584,395(indirect: See Footnotes)
Class A Common Stock
- 152,534(indirect: See Footnotes)
Class A Common Stock
- 150,000(indirect: See Footnotes)
Class A Common Stock
- 248,145(indirect: See Footnotes)
Class A Common Stock
Footnotes (6)
- [F1]Consists of an award of restricted stock units with respect to shares of Class A common stock, par value $0.0001 per share (the "Class A Shares") of Luminar Technologies, Inc. (the "Issuer") to Alec Gores as compensation for service on the Issuer's board of directors. Such restricted stock unit will vest in full on the first to occur of (i) the 1-year anniversary of the grant date, June 7, 2023 or (ii) the date of the next Annual Meeting, subject to Alec Gores' continued service as a member of the Board through such vesting date.
- [F2]Held of record by AEG Holdings, LLC ("AEG" and, together with Alec Gores, the "Reporting Persons"). Alec Gores is the managing member of AEG. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG.
- [F3]Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.
- [F4]Held of record by Pacific Credit Corp. ("PCC"). Alec Gores is a member of and has dispositive powers for PCC. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by PCC.
- [F5]The securities are held of record by the NBI Irrevocable Trust No. 5, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household.
- [F6]The securities are held of record by the NBI Irrevocable Trust No. 6, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household.
Documents
Issuer
Luminar Technologies, Inc./DE
CIK 0001758057
Entity typeother
Related Parties
1- filerCIK 0001322454
Filing Metadata
- Form type
- 4
- Filed
- Jun 8, 8:00 PM ET
- Accepted
- Jun 9, 8:56 PM ET
- Size
- 11.7 KB