|4Jun 10, 4:05 PM ET

Kaufman Michael A 4

4 · AGILYSYS INC · Filed Jun 10, 2022

Insider Transaction Report

Form 4
Period: 2022-06-08
Transactions
  • Award

    Common Stock

    2022-06-08$43.06/sh+2,322$99,9858,145 total
Holdings
  • Common Stock

    (indirect: See footnote)
    4,133,991
Footnotes (2)
  • [F1]Restricted shares granted under the Agilysys, Inc. 2020 Equity Incentive Plan. The shares vest on March 31, 2023.
  • [F2]As reported on a Schedule 13D/A dated June 3, 2022 Mr. Kaufman indirectly beneficially owns 4,133,991 shares as follows: (a) MAK Capital One L.L.C. ("MAK Capital") beneficially owns 3,952,064 shares of Common Stock including (i) 2,060,458 shares of Common Stock and 1,437,950 shares of Series A Convertible Preferred Stock which are freely convertible into an equal number of shares of Common Stock held by MAK Capital Fund LP ("MAK Fund"), (ii) 297,507 shares of Series A Convertible Preferred Stock which are freely convertible into an equal number of shares of Common Stock held by MAK Capital Distressed Debt Fund I, LP ("MAK CDD Fund") and (b) 181,927 shares of Common Stock held by MAK GP LLC. Mr. Kaufman shares indirect beneficial ownership in such shares by virtue of being the managing member of MAK GP LLC and MAK Capital which is the investment manager of MAK Fund and MAK CDD Fund. Mr. Kaufman disclaims such beneficial ownership except to the extent of its pecuniary interest therein.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION