Minta-Jacobs Esi 4
4 · AssetMark Financial Holdings, Inc. · Filed Jun 10, 2022
Insider Transaction Report
Form 4
Minta-Jacobs Esi
EVP, HR & Project Management
Transactions
- Sale
Common Stock
2022-06-10$19.06/sh−308$5,870→ 66,179 total - Award
Common Stock
2022-06-08+6,140→ 66,992 total - Award
Stock Appreciation Right
2022-06-08+26,315→ 26,315 totalExercise: $20.92Exp: 2032-06-08→ Common Stock (26,315 underlying) - Sale
Common Stock
2022-06-09$20.00/sh−505$10,100→ 66,487 total
Footnotes (4)
- [F1]Consists of restricted stock units that vest in four equal annual installments on the first four anniversaries of the date of grant and settle in shares of common stock of the issuer.
- [F2]Reflects the number of shares of Common Stock that were sold to satisfy tax withholding requirements on vesting of restricted stock units pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's RSU Agreement, and does not represent a discretionary sale by the Reporting Person. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.
- [F3]Reflects the number of shares of Common Stock that were sold to satisfy tax withholding requirements on vesting of restricted stock units pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's RSU Agreement, and does not represent a discretionary sale by the Reporting Person. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.
- [F4]The stock appreciation right vests in four equal annual installments on the first four anniversaries of the date of grant.