DICK ROGER L 4
4 · UWHARRIE CAPITAL CORP · Filed Jun 28, 2022
Insider Transaction Report
Form 4
DICK ROGER L
President/CEO of UCC
Transactions
- Other
Common Stock
2022-06-23+83,855→ 83,855 total(indirect: By 401(k)) - Other
Common Stock
2022-06-23−83,855→ 0 total - Purchase
Common Stock
2022-06-24$7.50/sh+5,585$41,888→ 5,585 total
Holdings
- 2,517
Common Stock
Footnotes (6)
- [F1]Held by Cede & Co., Depository for Pershing LLC Safekeeper for Roger L. Dick
- [F2]Held by Cede & Co., Depository for IRA FBO Roger L. Dick Pershing LLC As Custodian
- [F3]Transfer of shares from brokerage IRA account to self directed brokerage 401(k) account.
- [F4]The shares were transferred from an account held by Cede & Co., Depository for IRA FBO Roger L. Dick Pershing LLC as Custodian to account charles SCHWAB, Uwharrie Retirement Committee Trustee, Uwharrie Capital Corp Employee 401(k) FBO Roger L. Dick. This transfer did not involve the receipt of any funds by the shareholder.
- [F5]Held by charles SCHWAB, Uwharrie Retirement Committee Trustee, Uwharrie Capital Corp Employee 401K FBO Roger L. Dick
- [F6]The shares were transferred from an account held by Cede & Co., Depository for IRA FBO Roger L. Dick Pershing LLC as Custodian to account charles SCHWAB, Uwharrie Retirement Committee Trustee, Uwharrie Capital Corp Employee 401(k) FBO Roger L. Dick. This transfer did not involve the receipt of any funds by the shareholder.