4//SEC Filing
DICK ROGER L 4
Accession 0001209191-22-039652
CIK 0000898171other
Filed
Jun 27, 8:00 PM ET
Accepted
Jun 28, 5:28 PM ET
Size
13.3 KB
Accession
0001209191-22-039652
Insider Transaction Report
Form 4
DICK ROGER L
President/CEO of UCC
Transactions
- Other
Common Stock
2022-06-23+83,855→ 83,855 total(indirect: By 401(k)) - Other
Common Stock
2022-06-23−83,855→ 0 total - Purchase
Common Stock
2022-06-24$7.50/sh+5,585$41,888→ 5,585 total
Holdings
- 2,517
Common Stock
Footnotes (6)
- [F1]Held by Cede & Co., Depository for Pershing LLC Safekeeper for Roger L. Dick
- [F2]Held by Cede & Co., Depository for IRA FBO Roger L. Dick Pershing LLC As Custodian
- [F3]Transfer of shares from brokerage IRA account to self directed brokerage 401(k) account.
- [F4]The shares were transferred from an account held by Cede & Co., Depository for IRA FBO Roger L. Dick Pershing LLC as Custodian to account charles SCHWAB, Uwharrie Retirement Committee Trustee, Uwharrie Capital Corp Employee 401(k) FBO Roger L. Dick. This transfer did not involve the receipt of any funds by the shareholder.
- [F5]Held by charles SCHWAB, Uwharrie Retirement Committee Trustee, Uwharrie Capital Corp Employee 401K FBO Roger L. Dick
- [F6]The shares were transferred from an account held by Cede & Co., Depository for IRA FBO Roger L. Dick Pershing LLC as Custodian to account charles SCHWAB, Uwharrie Retirement Committee Trustee, Uwharrie Capital Corp Employee 401(k) FBO Roger L. Dick. This transfer did not involve the receipt of any funds by the shareholder.
Issuer
UWHARRIE CAPITAL CORP
CIK 0000898171
Entity typeother
Related Parties
1- filerCIK 0001255676
Filing Metadata
- Form type
- 4
- Filed
- Jun 27, 8:00 PM ET
- Accepted
- Jun 28, 5:28 PM ET
- Size
- 13.3 KB