3//SEC Filing
Mill Road Capital III GP LLC 3
Accession 0001209191-22-040925
CIK 0001275158other
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 8:21 PM ET
Size
8.9 KB
Accession
0001209191-22-040925
Insider Transaction Report
Form 3
NOODLES & CoNDLS
Mill Road Capital III GP LLC
10% Owner
Holdings
- 20,203
Class A Common Stock, $0.01 par value
- 22,386(indirect: See footnote)
Class A Common Stock, $0.01 par value
- 4,699,148(indirect: See footnote)
Class A Common Stock, $0.01 par value
Mill Road Capital III, L.P.
10% Owner
Holdings
- 20,203
Class A Common Stock, $0.01 par value
- 4,699,148(indirect: See footnote)
Class A Common Stock, $0.01 par value
- 22,386(indirect: See footnote)
Class A Common Stock, $0.01 par value
Footnotes (3)
- [F1]The shares reported are directly beneficially owned by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any.
- [F2]The shares reported are directly held by Mill Road Capital II, L.P. ("Fund II"). Mill Road Capital II GP LLC is the sole general partner of Fund II and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund II. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any.
- [F3]Represents restricted stock units (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any.
Documents
Issuer
NOODLES & Co
CIK 0001275158
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001767178
Filing Metadata
- Form type
- 3
- Filed
- Jul 4, 8:00 PM ET
- Accepted
- Jul 5, 8:21 PM ET
- Size
- 8.9 KB