4//SEC Filing
Cliff Kelly Stevenson 4
Accession 0001209191-22-040946
CIK 0001570827other
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 9:12 PM ET
Size
21.3 KB
Accession
0001209191-22-040946
Insider Transaction Report
Form 4
Cliff Kelly Stevenson
Pres., Investment Franchises
Transactions
- Exercise/Conversion
Common Stock
2022-06-30$4.73/sh+75,083$355,143→ 446,467 total - Exercise/Conversion
Common Stock
2022-06-30$5.81/sh+25,027$145,407→ 471,494 total - Exercise/Conversion
Stock Option (right to buy)
2022-06-30−75,083→ 0 totalExercise: $4.73Exp: 2024-09-08→ Common Stock (75,083 underlying) - Exercise/Conversion
Stock Option (right to buy)
2022-06-30−25,027→ 0 totalExercise: $5.81Exp: 2025-10-29→ Common Stock (25,027 underlying) - Exercise/Conversion
Stock Option (right to buy)
2022-06-30−82,442→ 123,668 totalExercise: $7.52Exp: 2026-04-15→ Common Stock (82,442 underlying) - Exercise/Conversion
Common Stock
2022-06-30$7.52/sh+82,442$619,964→ 571,970 total - Exercise/Conversion
Stock Option (right to buy)
2022-06-30−18,034→ 0 totalExercise: $7.52Exp: 2026-03-11→ Common Stock (18,034 underlying) - Exercise/Conversion
Common Stock
2022-06-30$7.52/sh+18,034$135,616→ 489,528 total - Tax Payment
Common Stock
2022-06-30$24.10/sh−125,731$3,030,117→ 446,239 total
Footnotes (5)
- [F1]Represents shares withheld by VCTR to satisfy withholding taxes and option exercise price due in connection with the exercise of options on June 30, 2022. The net settlement price was the closing stock price on June 30, 2022.
- [F2]As reported on the reporting person's Form 4 filed with the Securities and Exchange Commission on May 2, 2018, 3,380 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the reporting person's Form 3 filed with the Securities and Exchange Commission on February 7, 2018, as amended May 2, 2018 (the Form 3), 71,703 of the shares have vested or will vest based on the passage of time.
- [F3]As reported on the reporting person's Form 4 filed with the Securities and Exchange Commission on May 2, 2018, 1,126 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 23,901 of the shares have vested or will vest based on the passage of time.
- [F4]As reported on the reporting person's Form 4 filed with the Securities and Exchange Commission on May 2, 2018, 813 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 17,221 of the shares have vested or will vest based on the passage of time.
- [F5]As reported on the reporting person's Form 4 filed with the Securities and Exchange Commission on May 2, 2018, 9,273 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 196,837 of the shares have vested or will vest based on the passage of time.
Documents
Issuer
Victory Capital Holdings, Inc.
CIK 0001570827
Entity typeother
Related Parties
1- filerCIK 0001730106
Filing Metadata
- Form type
- 4
- Filed
- Jul 4, 8:00 PM ET
- Accepted
- Jul 5, 9:12 PM ET
- Size
- 21.3 KB