Athenex, Inc.·4

Jul 21, 5:08 PM ET

VIERLING JOHN 4

4 · Athenex, Inc. · Filed Jul 21, 2022

Insider Transaction Report

Form 4
Period: 2022-07-20
Transactions
  • Award

    Common Stock

    2022-07-20$0.67/sh+12,772$8,50027,825 total
Holdings
  • Stock Option (Right to Buy)

    Exercise: $12.06Exp: 2029-04-01Common Stock (10,000 underlying)
    10,000
  • Stock Option (Right to Buy)

    Exercise: $3.80Exp: 2031-08-03Common Stock (7,500 underlying)
    7,500
  • Stock Option (Right to Buy)

    Exercise: $0.46Exp: 2032-06-28Common Stock (17,500 underlying)
    17,500
  • Stock Option (Right to Buy)

    Exercise: $11.49Exp: 2029-04-03Common Stock (2,500 underlying)
    2,500
  • Stock Option (Right to Buy)

    Exercise: $12.45Exp: 2030-06-05Common Stock (12,500 underlying)
    12,500
  • Restricted Stock Units

    Common Stock (7,500 underlying)
    7,500
Footnotes (8)
  • [F1]Shares purchased from the Issuer under a Salary Deduction and Stock Purchase Agreement at the Nasdaq Official Closing Price on the date of purchase.
  • [F2]This option vests in four equal annual installments beginning on April 1, 2020.
  • [F3]This option vests in four equal annual installments beginning on April 3, 2020.
  • [F4]This option vests in four equal annual installments beginning on June 5, 2021.
  • [F5]This option vests on August 3, 2022.
  • [F6]Each restricted stock unit represents a contingent right to receive one share of stock.
  • [F7]The restricted stock units vest on August 3, 2022.
  • [F8]This option vests on June 28, 2023.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION