YORDON JEFFREY 4

4 · Athenex, Inc. · Filed Jul 21, 2022

Form 4

Period: 2022-07-20

See Remarks

Transactions

Award
Stock Option (Right to Buy)
2022-07-20+150,000→ 150,000 total
Exercise: $0.67Exp: 2032-07-20→ Common Stock (150,000 underlying)

Holdings

Stock Option (Right to Buy)
Exercise: $11.00From: 2020-06-13Exp: 2027-06-13→ Common Stock (211,820 underlying)
211,820
Stock Option (Right to Buy)
Exercise: $17.30From: 2022-03-27Exp: 2028-03-27→ Common Stock (100,000 underlying)
100,000
Stock Option (Right to Buy)
Exercise: $12.45Exp: 2030-06-05→ Common Stock (100,000 underlying)
100,000
Stock Option (Right to Buy)
Exercise: $13.17Exp: 2029-02-28→ Common Stock (100,000 underlying)
100,000
Restricted Stock Units
→ Common Stock (50,000 underlying)
50,000
Common Stock
237,106
Stock Option (Right to Buy)
Exercise: $9.00From: 2018-06-19Exp: 2026-06-19→ Common Stock (150,000 underlying)
150,000
Stock Option (Right to Buy)
Exercise: $3.80Exp: 2031-08-05→ Common Stock (50,000 underlying)
50,000

Footnotes (6)

[F1]This option vests in four equal annual installments beginning on February 28, 2020.
[F2]This option vests in four equal annual installments beginning on June 5, 2021.
[F3]This option vests in four equal annual installments beginning on August 3, 2022.
[F4]Each restricted stock unit represents a contingent right to receive one share of stock.
[F5]The restricted stock units vest in four equal annual installments beginning on August 3, 2022.
[F6]This option vests in four equal annual installments beginning on July 20, 2023.

Documents

2 files