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4//SEC Filing

SHIMER SAMUEL L 4

Accession 0001209191-22-043410

CIK 0000849145other

View on SEC.gov Company Profile

Filed

Jul 27, 8:00 PM ET

Accepted

Jul 28, 5:44 PM ET

Size

26.4 KB

Accession

0001209191-22-043410

Insider Transaction Report

Form 4

Period: 2022-07-26

Heritage Global Inc.HGBL

SHIMER SAMUEL L

Director

Transactions

Exercise/Conversion
Option to purchase common stock
2022-07-26−5,000→ 5,000 total
Exercise: $0.83Exp: 2030-03-31→ Common Stock (5,000 underlying)
Exercise/Conversion
Common Stock
2022-07-26$0.40/sh+10,000$4,000→ 230,000 total
Exercise/Conversion
Common Stock
2022-07-26$0.83/sh+5,000$4,150→ 242,500 total
Exercise/Conversion
Common Stock
2022-07-26$0.53/sh+7,500$3,975→ 237,500 total
Exercise/Conversion
Common Stock
2022-07-26$0.45/sh+25,000$11,250→ 210,000 total
Exercise/Conversion
Option to purchase common stock
2022-07-26−25,000→ 0 total
Exercise: $0.45Exp: 2026-12-09→ Common Stock (25,000 underlying)
Exercise/Conversion
Common Stock
2022-07-26$0.24/sh+10,000$2,400→ 185,000 total
Exercise/Conversion
Option to purchase common stock
2022-07-26−7,500→ 2,500 total
Exercise: $0.53Exp: 2029-03-29→ Common Stock (7,500 underlying)
Exercise/Conversion
Common Stock
2022-07-26$0.48/sh+10,000$4,800→ 220,000 total
Exercise/Conversion
Option to purchase common stock
2022-07-26−10,000→ 0 total
Exercise: $0.40Exp: 2028-03-30→ Common Stock (10,000 underlying)
Exercise/Conversion
Option to purchase common stock
2022-07-26−10,000→ 0 total
Exercise: $0.48Exp: 2027-03-31→ Common Stock (10,000 underlying)
Exercise/Conversion
Option to purchase common stock
2022-07-26−10,000→ 0 total
Exercise: $0.24Exp: 2026-03-31→ Common Stock (10,000 underlying)

Footnotes (6)

[F1]Options were granted 3/31/2020 and vested 25% annually beginning on the first anniversary of the grant date.
[F2]Options were granted 3/29/2019 and vested 25% annually beginning on the first anniversary of the grant date.
[F3]Options were granted 3/30/2018 and vested 25% annually beginning on the first anniversary of the grant date.
[F4]Options were granted 3/31/2017 and vested 25% annually beginning on the first anniversary of the grant date.
[F5]Options were granted 12/9/2016 and vested 25% annually beginning on the first anniversary of the grant date.
[F6]Options were granted 3/31/2016 and vested 25% annually beginning on the first anniversary of the grant date.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

Heritage Global Inc.

CIK 0000849145

Entity typeother

Related Parties

1

filerCIK 0001281105

Filing Metadata

Form type: 4
Filed: Jul 27, 8:00 PM ET
Accepted: Jul 28, 5:44 PM ET
Size: 26.4 KB

View on SEC.gov