4//SEC Filing
Brown David Craig 4
Accession 0001209191-22-044351
CIK 0001570827other
Filed
Aug 2, 8:00 PM ET
Accepted
Aug 3, 8:53 PM ET
Size
29.2 KB
Accession
0001209191-22-044351
Insider Transaction Report
Form 4
Brown David Craig
Chairman and CEO
Transactions
- Exercise/Conversion
Common Stock
2022-08-01$7.52/sh+61,833$464,984→ 2,313,652 total - Exercise/Conversion
Common Stock
2022-08-01$13.52/sh+18,503$250,161→ 2,589,793 total - Exercise/Conversion
Stock Option (right to buy)
2022-08-01−257,638→ 0 totalExercise: $7.52Exp: 2026-04-15→ Common Stock (257,638 underlying) - Exercise/Conversion
Common Stock
2022-08-01$2.45/sh+385,112$943,524→ 2,123,552 total - Exercise/Conversion
Stock Option (right to buy)
2022-08-01−385,112→ 0 totalExercise: $2.45Exp: 2023-07-31→ Common Stock (385,112 underlying) - Tax Payment
Common Stock
2022-08-01$28.02/sh−421,656$11,814,801→ 2,168,137 total - Exercise/Conversion
Stock Option (right to buy)
2022-08-01−61,833→ 0 totalExercise: $7.52Exp: 2026-03-11→ Common Stock (61,833 underlying) - Exercise/Conversion
Common Stock
2022-08-01$2.45/sh+87,597$214,613→ 2,211,149 total - Exercise/Conversion
Common Stock
2022-08-01$4.73/sh+40,670$192,369→ 2,251,819 total - Exercise/Conversion
Common Stock
2022-08-01$7.52/sh+257,638$1,937,438→ 2,571,290 total - Exercise/Conversion
Stock Option (right to buy)
2022-08-01−18,503→ 0 totalExercise: $13.52Exp: 2027-03-10→ Common Stock (18,503 underlying) - Exercise/Conversion
Stock Option (right to buy)
2022-08-01−87,597→ 0 totalExercise: $2.45Exp: 2024-02-05→ Common Stock (87,597 underlying) - Exercise/Conversion
Stock Option (right to buy)
2022-08-01−40,670→ 0 totalExercise: $4.73Exp: 2024-12-17→ Common Stock (40,670 underlying)
Footnotes (7)
- [F1]Represents shares withheld by VCTR to satisfy withholding taxes and option exercise price due in connection with the exercise of options on August 1, 2022. The net settlement price was the closing stock price on August 1, 2022.
- [F2]As reported on the reporting person's Form 4 filed with the Securities and Exchange Commission (the "SEC") on May 2, 2018, 17,330 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the reporting person's Form 3 filed with the SEC on February 7, 2018, (the "Form 3"), 367,782 of the shares were fully vested.
- [F3]As reported on the reporting person's Form 4 filed with the SEC on May 2, 2018, 3,942 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 83,655 of the shares were fully vested.
- [F4]As reported on the reporting person's Form 4 filed with the SEC on May 2, 2018, 1,830 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 38,840 of the shares have vested or will vest based on the passage of time.
- [F5]As reported on the reporting person's Form 4 filed with the SEC on May 2, 2018, 2,782 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 59,051 of the shares have vested or will vest based on the passage of time.
- [F6]As reported on the reporting person's Form 4 filed with the SEC on May 2, 2018, 11,593 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 246,045 of the shares have vested or will vest based on the passage of time.
- [F7]As reported on the reporting person's Form 4s filed with the SEC on May 2, 2018 and January 13, 2020, 832, 832 and 647 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018, August 31, 2019 and September 22, 2019, respectively. As reported on the Form 3, 16,192 of the shares have vested or will vest based on the passage of time.
Documents
Issuer
Victory Capital Holdings, Inc.
CIK 0001570827
Entity typeother
Related Parties
1- filerCIK 0001730370
Filing Metadata
- Form type
- 4
- Filed
- Aug 2, 8:00 PM ET
- Accepted
- Aug 3, 8:53 PM ET
- Size
- 29.2 KB