4//SEC Filing
Wright Bradford W. 4
Accession 0001209191-22-044656
CIK 0001227025other
Filed
Aug 4, 8:00 PM ET
Accepted
Aug 5, 7:03 PM ET
Size
12.3 KB
Accession
0001209191-22-044656
Insider Transaction Report
Form 4
Wright Bradford W.
Senior VP, Global Sales
Transactions
- Disposition to Issuer
Common Stock
2022-08-03−24,020→ 0 total - Disposition to Issuer
Restricted Stock Unit (right to acquire)
2022-08-03−114,425→ 0 totalExercise: $0.00→ Common Stock (114,425 underlying)
Footnotes (2)
- [F1]Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated November 3, 2021, by and among the Issuer, Lumentum Holdings Inc., a Delaware corporation ("Lumentum"), and Neptune Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Lumentum ("Merger Sub"), on August 3, 2022 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Lumentum. In connection with the Merger, these shares were cancelled and converted into the right to receive $16.00 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").
- [F2]Restricted Stock Unit Awards of the Issuer ("Issuer RSUs"), outstanding and vested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration. Unvested Issuer RSUs, as of immediately prior to the Closing Date and which do not vest as a result of the consummation of the Merger, were cancelled and converted into restricted stock unit awards of Lumentum, substantially on the same terms and conditions applicable to such cancelled unvested Issuer RSUs, with the number of Lumentum restricted stock units adjusted pursuant to the terms of the Merger Agreement.
Issuer
NEOPHOTONICS CORP
CIK 0001227025
Entity typeother
Related Parties
1- filerCIK 0001874971
Filing Metadata
- Form type
- 4
- Filed
- Aug 4, 8:00 PM ET
- Accepted
- Aug 5, 7:03 PM ET
- Size
- 12.3 KB