4//SEC Filing
Ro Isaac 4
Accession 0001209191-22-045315
CIK 0001818331other
Filed
Aug 9, 8:00 PM ET
Accepted
Aug 10, 7:53 PM ET
Size
9.9 KB
Accession
0001209191-22-045315
Insider Transaction Report
Form 4
Ro Isaac
Chief Financial Officer
Transactions
- Sale
Class A Common Stock
2022-08-09$1.99/sh−20,245$40,217→ 244,041 total - Exercise/Conversion
Class A Common Stock
2022-08-08+62,500→ 264,286 total - Exercise/Conversion
Restricted Stock Unit
2022-08-08−62,500→ 625,000 total→ Class A Common Stock (62,500 underlying)
Footnotes (4)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.
- [F2]The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.89 to $1.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- [F4]1/8th of the total shares vested on October 25, 2021, 1/16th of the total shares vested on November 8, 2021, and thereafter vests as to 1/16th of the total shares underlying the award in quarterly installments until fully vested on February 8, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.
Documents
Issuer
Sema4 Holdings Corp.
CIK 0001818331
Entity typeother
Related Parties
1- filerCIK 0001873463
Filing Metadata
- Form type
- 4
- Filed
- Aug 9, 8:00 PM ET
- Accepted
- Aug 10, 7:53 PM ET
- Size
- 9.9 KB