Athenex, Inc.·4

Aug 15, 5:34 PM ET

YORDON JEFFREY 4

4 · Athenex, Inc. · Filed Aug 15, 2022

Insider Transaction Report

Form 4
Period: 2022-08-03
YORDON JEFFREY
See Remarks
Transactions
  • Exercise/Conversion

    Common Stock

    2022-08-03+12,500249,606 total
  • Tax Payment

    Common Stock

    2022-08-03$0.58/sh3,663$2,127245,943 total
  • Exercise/Conversion

    Restricted Stock Units

    2022-08-03+12,50037,500 total
    Common Stock (12,500 underlying)
Holdings
  • Stock Option (Right to Buy)

    Exercise: $13.17Exp: 2029-02-28Common Stock (100,000 underlying)
    100,000
  • Stock Option (Right to Buy)

    Exercise: $12.45Exp: 2030-06-05Common Stock (100,000 underlying)
    100,000
  • Stock Option (Right to Buy)

    Exercise: $3.80Exp: 2031-08-05Common Stock (50,000 underlying)
    50,000
  • Stock Option (Right to Buy)

    Exercise: $0.67Exp: 2032-07-20Common Stock (150,000 underlying)
    150,000
  • Stock Option (Right to Buy)

    Exercise: $9.00From: 2018-06-19Exp: 2026-06-19Common Stock (150,000 underlying)
    150,000
  • Stock Option (Right to Buy)

    Exercise: $11.00From: 2020-06-13Exp: 2027-06-13Common Stock (211,820 underlying)
    211,820
  • Stock Option (Right to Buy)

    Exercise: $17.30From: 2022-03-27Exp: 2028-03-27Common Stock (100,000 underlying)
    100,000
Footnotes (6)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of stock.
  • [F2]This option vests in four equal annual installments beginning on February 28, 2020.
  • [F3]This option vests in four equal annual installments beginning on June 5, 2021.
  • [F4]This option vests in four equal annual installments beginning on August 3, 2022.
  • [F5]The restricted stock units vest in four equal annual installments beginning on August 3, 2022.
  • [F6]This option vests in four equal annual installments beginning on July 20, 2023.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION