Shockwave Medical, Inc.·4

Aug 16, 8:05 PM ET

Papiernik Antoine 4

4 · Shockwave Medical, Inc. · Filed Aug 16, 2022

Insider Transaction Report

Form 4
Period: 2022-08-12
Papiernik Antoine
Director10% Owner
Transactions
  • Sale

    Common Stock

    2022-08-12$283.83/sh6,217$1,764,57150,097 total(indirect: By Sofinnova Capital VII FCPR)
  • Sale

    Common Stock

    2022-08-12$285.08/sh1,574$448,71648,523 total(indirect: By Sofinnova Capital VII FCPR)
  • Sale

    Common Stock

    2022-08-12$292.29/sh2,023$591,30313,443 total(indirect: By Sofinnova Capital VII FCPR)
  • Sale

    Common Stock

    2022-08-12$287.14/sh2,954$848,21243,856 total(indirect: By Sofinnova Capital VII FCPR)
  • Sale

    Common Stock

    2022-08-12$280.66/sh500$140,33061,751 total(indirect: By Sofinnova Capital VII FCPR)
  • Sale

    Common Stock

    2022-08-12$282.22/sh2,937$828,88058,814 total(indirect: By Sofinnova Capital VII FCPR)
  • Sale

    Common Stock

    2022-08-12$283.27/sh2,500$708,17556,314 total(indirect: By Sofinnova Capital VII FCPR)
  • Sale

    Common Stock

    2022-08-12$288.37/sh2,739$789,84541,117 total(indirect: By Sofinnova Capital VII FCPR)
  • Sale

    Common Stock

    2022-08-12$293.03/sh1,192$349,29212,251 total(indirect: By Sofinnova Capital VII FCPR)
  • Sale

    Common Stock

    2022-08-12$286.38/sh1,713$490,56946,810 total(indirect: By Sofinnova Capital VII FCPR)
  • Sale

    Common Stock

    2022-08-12$290.33/sh7,585$2,202,15323,947 total(indirect: By Sofinnova Capital VII FCPR)
  • Sale

    Common Stock

    2022-08-12$289.26/sh9,585$2,772,55731,532 total(indirect: By Sofinnova Capital VII FCPR)
  • Sale

    Common Stock

    2022-08-12$291.35/sh8,481$2,470,93915,466 total(indirect: By Sofinnova Capital VII FCPR)
Holdings
  • Common Stock

    4,545
Footnotes (14)
  • [F1]The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $280.25 to $280.86. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  • [F10]The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $288.79 to $289.79. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  • [F11]The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $289.85 to $290.83. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  • [F12]The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $290.87 to $291.87. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  • [F13]The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $291.90 to $292.75. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  • [F14]The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $292.91 to $293.15. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  • [F2]Represents shares directly held by Sofinnova Capital VII FCPR. The reporting person is one of the managing partners of Sofinnova Partners SAS, a French corporation and the management company of Sofinnova Capital VII FCPR. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
  • [F3]The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $281.49 to $282.44. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  • [F4]The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $282.50 to $283.50. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  • [F5]The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $283.51 to $284.51. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  • [F6]The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $284.52 to $285.27. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  • [F7]The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $285.69 to $286.67. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  • [F8]The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $286.72 to $287.71. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  • [F9]The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $287.76 to $288.75. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION