PEAPACK GLADSTONE FINANCIAL CORP·4

Aug 22, 9:06 AM ET

Spero Vincent A 4

4 · PEAPACK GLADSTONE FINANCIAL CORP · Filed Aug 22, 2022

Insider Transaction Report

Form 4
Period: 2022-08-18
Spero Vincent A
EVP & Chief Lending Officer
Transactions
  • Sale

    Common Stock

    2022-08-18$36.25/sh3,500$126,87537,178.971 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    17,999.992
  • Restricted Stock Units

    Common Stock (19,222 underlying)
    19,222
  • Common Stock

    (indirect: Employee Stock Purchase Plan)
    5,121.546
  • Restricted Stock Units

    Common Stock (273 underlying)
    273
  • Restricted Stock Units

    Common Stock (8,645 underlying)
    8,645
Footnotes (7)
  • [F1]Includes 401(k) contributions used to purchase PGC stock.
  • [F2]Includes shares received through dividend reinvestment since the last filing.
  • [F3]Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
  • [F4]The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
  • [F5]The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
  • [F6]Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
  • [F7]The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION